A complete list of active advisors currently associated with Mills Financial Services LLC
Warmer can help you find a great advisor at Mills Financial Services LLC or one who fits your needs even better.
The firm provides financial planning and portfolio management for individuals (including high net worth individuals) and small businesses, covering topics such as retirement and education planning, tax and estate considerations, cash-flow analysis, and investment consultation. It also offers periodic educational workshops and provides targeted services such as divorce planning and practice-management support for small business owners. Investment advice is delivered on a nondiscretionary basis and draws on fundamental analysis and Modern Portfolio Theory, with portfolios constructed from mutual funds, ETFs, individual equities and fixed-income instruments and managed using a mix of active and passive strategies. The firm conducts periodic (generally annual or more frequent) reviews, encourages clients to update the advisor on material life changes, and relies on custodial account statements rather than producing its own proprietary performance reports. What distinguishes the firm from many peers is that the principal is also a licensed insurance agent appointed with unaffiliated carriers and earns commissions and renewal income on insurance and fixed annuity sales — the brochure discloses this activity consumes roughly 30% of the principal’s time and may create a conflict of interest that is disclosed to clients in advance. The brochure also notes the principal was named in a 2017 FINRA arbitration that was settled by a prior employer without the principal personally contributing to the settlement.
To learn more about the advisors currently working at Mills Financial Services LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Tehachapi, CA
| 25
|
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