Mindful Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides fee-only investment advisory services to individuals, high-net-worth clients, retirement plans, and other entities, offering discretionary portfolio management, financial planning and non-discretionary retirement plan consulting. As of the most recent filing it manages roughly $6.5 million on behalf of about ten clients and may allocate portions of client assets to independent third‑party managers when appropriate.
The firm’s investment approach is valuation-driven, citing the use of cyclically adjusted (Shiller) P/E metrics and principles drawn from value-oriented analysts to guide allocations and security selection. It constructs two primary portfolio types — a short-duration sleeve focused mainly on fixed income and a long-duration, more flexible sleeve — and may occasionally use short-term trading, short sales or options when considered suitable for a client’s objectives.
Noteworthy features include the principal’s ongoing contributions to industry publications, which the brochure discloses as a separate source of compensation, and the firm’s explicit reliance on valuation frameworks (Graham/Grantham/Smithers/Shiller) rather than market timing. The firm also discloses a willingness to recommend alternative or partnership investments, to encourage rollovers to managed IRAs when appropriate, does not accept performance‑based fees, and does not exercise proxy voting on client securities.
Client services
Expertise
Fee options
Flat fees for portfolio management ranging from $3,000 to $5,000; financial planning flat fees range from $1,500 to $10,000.
$0 - $999,999: 0.75% $1,000,000 - $2,999,999: 0.5% $3,000,000 - $4,999,999: 0.35% $5,000,000+: 0.25%
Up to $250 per hour for financial planning and consulting services.
Fee-only: Fee-only, no commissions or other remuneration from any source.
Main office
Short Hills NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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