Mindful Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides comprehensive investment advisory and financial planning services to high‑ and ultra‑high‑net‑worth individuals and families, business owners, certain ERISA plans, and private foundations. Services include portfolio management, retirement and estate planning, charitable giving strategies, insurance analysis, and other wealth accumulation and preservation consulting; the firm does not serve lower‑net‑worth individual clients.
Investment advice is delivered through personalized investment plans and discretionary portfolio management implemented at a single custodian, with regular reviews and at least quarterly client reporting. The firm favors traditional, tax‑aware strategies using exchange‑listed securities, mutual funds and selected alternative solutions, and coordinates planning with clients’ other professional advisers.
The firm operates as a solo practitioner managing a comparatively large asset base for a single‑advisor practice, with a small client roster—an uncommon structure among peers. It is a fee‑only advisor that does not accept performance fees or engage in soft‑dollar arrangements, uses an independent, long‑experienced compliance consultant, requires custody with a major custodian, and maintains explicit procedures for correcting trade errors (including donating certain correcting‑trade gains to charity or absorbing at‑fault losses).
Client services
Expertise
Occupation focus
Fee options
One-time project work fees based on time commitment and complexity, agreed separately.
$0 - $5mm: 0.95% $5mm - $15mm: 0.85% $15mm - $25mm: 0.75% $25mm - $50mm: 0.65% $50mm+: 0.50% (may be negotiable)
Fee-only: Fee-only firm, receives fees only from clients; no third-party compensation.
Main office
Northbrook IL
Advisors at this office
1
Most active in
Illinois · Louisiana · Michigan
Also doing business as
Mindful Wealth LLC · Mindful Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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