Mindi Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Average account size
—
About
Mindi Financial is a newly registered, fee-only investment adviser that provides discretionary investment management and integrated financial planning to individuals, high-net-worth clients, and businesses. The firm also offers educational seminars and speaking engagements on financial topics for groups and organizations.
The firm's investment process emphasizes asset allocation and a blend of passive and active strategies informed by fundamental, technical, and cyclical analysis, and it may use limited options strategies for hedging when appropriate. Portfolios are managed on an individualized, discretionary basis with the ability to accommodate client-imposed restrictions and periodic (quarterly) reviews.
Compared with peers in the no-active-advisors category, the firm is notable for combining ongoing investment management with financial planning (financial planning is not offered as a standalone service) and for offering flat, per-event seminar fees alongside its advisory work. The firm does not advise or operate private funds, relies on an institutional custody platform for trade execution and reporting, and its principal holds a CFA charter with prior director-level investment experience.
Client services
Expertise
Fee options
$0 - $500,000: Pay minimum fee of $5,000 $500,001 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.80% $4,000,001+: 0.60%
Account minimum: $500,000 Minimum fee: $5,000 minimum annual fee for investment management and financial planning services Fee-only: Fee-only firm, no commissions or sales-related compensation
Main office location
Mindi Financial
Beacon NY, United States
Number of offices
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")