Ministry Partners Securities, LLC logo

Ministry Partners Securities, LLC

Updated today

Client AUM

$14,938,747

Clients

123

Advisors

8

across 3 offices

About

Ministry Partners Securities, LLC serves individuals (including high‑net‑worth clients), trusts, estates, churches and other faith‑based organizations, and participants in qualified retirement plans such as 403(b)s. The firm offers comprehensive financial planning and consulting—covering retirement, estate, tax and charitable‑giving topics—while also acting as a solicitor and referral source to third‑party asset managers and providing brokerage and insurance products through its broker‑dealer activities.

MPS states an explicitly Christian approach to stewardship and incorporates clients’ religious or ethical values into investment recommendations and screening, then tailors plans to each client’s income, net worth, age and objectives. Rather than directly managing most individual accounts in‑house, the firm refers clients to selected third‑party managers (for example Camelot Portfolios, AssetMark and Harvest Investment), monitors those relationships and delivers ongoing advice and planning services while receiving a portion of the third‑party managers’ advisory fees.

Compared with many team advisers, MPS is atypical in being dually registered as both a state‑registered investment adviser and a FINRA broker‑dealer, and several representatives are separately licensed to sell insurance—activities that can produce commission‑based compensation in addition to asset‑based advisory fees. The firm is affiliated with Ministry Partners Investment Company (a credit‑union‑owned parent) and may recommend parent‑issued securities, and it discloses an SEC enforcement action in 2024 relating to Form CRS delivery requirements.

Client services

Financial planning Selection of other advisers Referral to third-party money managers

Expertise

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting

Occupation focus

Founder/Business Owner

Demographic focus

Christian Faith Based

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Fee options

Fixed

Financial planning fees range from $400 to $1,600 depending on plan type.

Percentage

$0 - $49,999: 1.90% $50,000 - $99,999: 1.75% $100,000 - $249,999: 1.65% $250,000 - $499,999: 1.65% $500,000 - $749,999: 1.65% $750,000 - $999,999: 1.60% $1,000,000+: up to 2.20% (varies by program and account)

Commissions

Commissions may be received from insurance products sold through representatives acting as insurance agents.

Project-based

Hourly consultation fee of $165 per hour.

Other

Account minimum: $25,000 (minimum client deposit; $50,000 recommended) Fee-only: Financial planning fees from $400 to $1,600 depending on plan complexity; annual review fees from $100 to $400; hourly consulting fee $165/hour.

Main office

See office

One Pointe Dr, Suite 205

Brea CA 92821

Advisors at this office

6

Most active in

California · Idaho · Illinois · Ohio · Oregon · Tennessee · Texas

Also doing business as

Lyon Wealth Advisory, LLC · Ministry Partners Securities, LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

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Bruce T

CFP®, Series 66

Brea, CA

Ministry Partners Securities, LLC

Bruce Traub is a CFP® professional with 26 years of industry experience, currently serving as an investment adviser representative at 724 Capital, LLC since 2023. He has also been associated with Ministry Partners Securities LLC since 2013. Outside of his advisory roles, Traub leads a Kingdom Advisors study group focused on educating financial professionals about applying biblical principles to their business. 724 Capital serves individual and high-net-worth clients, corporations, and employee benefit plans by providing portfolio management, financial planning, and pension consulting. The firm employs a variety of analytic approaches and investment strategies, including discretionary account management and third-party money manager allocations, with regular portfolio monitoring and reporting.

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting Founder/Business Owner Christian Faith Based
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Brian S

Series 63, Series 65

Yulee, FL

Ministry Partners Securities, LLC

Brian Sweeney is a financial advisor with Ministry Partners Securities, LLC, holding Series 63 and Series 65 licenses and 17 years of industry experience. He has worked at several firms including BG Worldwide Securities, Honey Badger Investment Securities, and Cadaret, Grant & Co., Inc. Outside of his advisory role, Sweeney is an attorney who provides legal services primarily outside market hours, and he also engages in business consulting, product development, and speaking. Ministry Partners Securities, LLC serves individuals, trusts, estates, churches, and faith-based organizations with comprehensive financial planning and consulting, incorporating clients’ religious or ethical values into tailored investment approaches. The firm acts mainly as a solicitor and referral source to third-party asset managers while providing ongoing advice and planning services.

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting Founder/Business Owner Christian Faith Based
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Darren T

Series 66

Brea, CA

Ministry Partners Securities, LLC

Darren Thompson is a Series 66 licensed advisor with Ministry Partners Securities, LLC and has two years of industry experience. He serves as President and CEO of Ministry Partners Investment Company, which focuses on church financing and business lending. Prior to his current roles, he worked at Americas Christian Credit Union for eleven years. Ministry Partners Securities, LLC provides financial planning and consulting to individuals, trusts, estates, churches, faith-based organizations, and qualified retirement plan participants. The firm integrates clients’ religious and ethical values into investment recommendations and primarily refers clients to third-party asset managers while offering ongoing advice and planning services.

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting Founder/Business Owner Christian Faith Based
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Ryan Z

Series 63, Series 65

Fresno, CA

Ministry Partners Securities, LLC

Ryan Zeeb is a financial advisor at Ministry Partners Securities, LLC with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Howard Bailey Financial, Inc., Genacy LLC, OneAscent Financial Services, and Camelot Portfolios, LLC. Ministry Partners Securities serves individuals, trusts, estates, churches, and faith-based organizations, providing financial planning and consulting with an explicitly Christian stewardship approach that integrates clients’ religious and ethical values into investment strategies. The firm offers brokerage, insurance products, and acts as a solicitor for third-party asset managers while delivering ongoing advice and planning services.

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting Founder/Business Owner Christian Faith Based

Robert V

CFP®, Series 63, Series 66

Brea, CA

Ministry Partners Securities, LLC

Robert Vargas is a CFP®-credentialed financial advisor with five years of industry experience, currently serving at Ministry Partners Securities, LLC. His prior work includes roles at Edward Jones, ADP Inc., and Paychex, Inc. He has an interest in payment solutions, as noted by his association with Ultimate Payment Solutions. Ministry Partners Securities, LLC serves individuals, high-net-worth clients, trusts, estates, churches, faith-based organizations, and qualified retirement plan participants. The firm integrates clients’ religious or ethical values into tailored financial planning and refers most accounts to third-party asset managers while providing ongoing advice and planning services.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Retirement withdrawal strategies Wealth management Founder/Business Owner Hispanic/Latino/Latinx
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Andrew P

Series 63, Series 66

Brea, CA

Ministry Partners Securities, LLC

Andrew Papp is a financial advisor with Ministry Partners Securities, LLC, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. He has worked at Ministry Partners Securities since 2014 and concurrently at ACP Financial since 2005. Outside of his advisory work, he occasionally preaches at churches and plays drums in live bands. Ministry Partners Securities serves individuals, trusts, estates, churches, faith-based organizations, and qualified retirement plan participants, offering financial planning and consulting with an explicitly Christian approach to stewardship. The firm primarily refers clients to selected third-party asset managers while providing ongoing advice and planning tailored to clients’ religious or ethical values and financial objectives.

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting Founder/Business Owner Christian Faith Based
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Joseph T

Series 63, Series 65

Brea, CA

Ministry Partners Securities, LLC

Joseph Turner is a financial advisor with Ministry Partners Securities, LLC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at Ministry Partners Securities since 2013 and previously spent eight years at Ministry Partners Investment Co. Turner serves on the board of directors for Christian Care Ministry and the Health Care Sharing Ministries Alliance, contributing to business operations and strategic planning. Ministry Partners Securities serves individuals, trusts, estates, churches, and faith-based organizations, providing financial planning and consulting with an emphasis on integrating clients’ religious or ethical values into investment strategies. The firm refers clients to selected third-party asset managers and delivers ongoing advice while maintaining a dual registration as both an investment adviser and broker-dealer.

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting Founder/Business Owner Christian Faith Based
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Virginia H

Series 66

Brea, CA

Ministry Partners Securities, LLC

Virginia Havens is a financial advisor with Ministry Partners Securities, LLC in Brea, CA, holding a Series 66 designation and 20 years of industry experience. She has been with Ministry Partners Securities since 2012 and previously worked at Merrill from 2005 to 2006. Ministry Partners Securities serves individuals, trusts, estates, churches, faith-based organizations, and retirement plan participants, offering comprehensive financial planning that integrates clients’ religious or ethical values into investment strategies. The firm refers clients to third-party asset managers while providing ongoing advice and monitoring those relationships.

Social Security optimization Charitable giving & philanthropy General retirement planning Cash flow / budgeting Founder/Business Owner Christian Faith Based
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