Miser Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$55,668,194
Clients
67
Advisors
3
across 3 offices
About
Miser Asset Management is a state‑registered advisory firm with three advisors and roughly $55.7 million in assets under management, serving individuals, trusts, estates and business entities through portfolio management, financial consulting and periodic educational seminars. The firm provides both ongoing investment management (discretionary and non‑discretionary) and financial planning, and typically requires a $500,000 minimum for managed accounts (waivable at the firm’s discretion).
The firm uses a mix of analytical approaches — including fundamental, technical/charting, cyclical and economic analysis — and implements strategies ranging from long‑ and short‑term purchases to strategic asset allocation, ETFs, structured notes and limited indirect exposure to crypto ETFs. While Miser can manage accounts on a discretionary basis, the bulk of its reported AUM is non‑discretionary, and the firm also integrates complementary services such as tax preparation, insurance advice and educational workshops into client relationships.
Distinctive features disclosed in the ADV include affiliates that provide tax, insurance and legal services, licensed representatives who also act as insurance agents and real estate agents, and related real estate investment activity through a separately managed fund and manager. The brochure also discloses a 2025 consent order with state regulators concerning minimum net capital and recordkeeping violations, which resulted in a civil penalty and required continuing‑education for the firm’s principal.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $6,000,000: 0.50% $6,000,001+: 0.30%
Persons providing advice may earn commissions for insurance products sold separately from advisory fees.
Account minimum: $500,000 Fee-only: Advisory fees based on tiered percentage of assets under management; no commissions for purchasing or selling securities.
Main office
See office12802 Kingston Pike, Suite 102
Knoxville TN 37934
Advisors at this office
1
Offices (3)
Most active in
Florida · Tennessee · Utah
Also doing business as
Miser Asset Management · Miser Asset Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Derek M
Series 63, Series 65, Series 66
Knoxville, TN
Miser Asset Management
Derek Miser is a financial advisor with Miser Asset Management in Knoxville, TN, holding Series 63, 65, and 66 licenses and 15 years of industry experience. His prior roles include positions at AlphaStar Capital Management, Miser Wealth Partners, and Dauble, Miser, Worthington. Outside of advisory work, he is involved with Miser Wealth Partners, providing life, accident, and health insurance services, and also operates Miser Tax Advisory Services, focusing on tax planning. Miser Asset Management is a state-registered firm serving individuals, trusts, estates, and business entities with portfolio management, financial consulting, and educational seminars. The firm employs a variety of analytical approaches and investment strategies, offering both discretionary and non-discretionary management, and integrates tax and insurance services into client relationships.
Jackson L
Series 65
South Weber, UT
Miser Asset Management
Jackson Lucero is a Series 65 licensed advisor at Miser Asset Management with one year of industry experience. He previously worked in real estate firms including Equity Real Estate, Caldwell Banker, and Berkshire Hathaway from 2013 to 2019. Outside of advisory work, he is the owner and CEO of Cedarway Capital LLC, a private equity firm focused on real estate investments. Miser Asset Management serves individuals, trusts, estates, and business entities through portfolio management and financial consulting. The firm employs a range of analytical methods and investment strategies, offering both discretionary and non-discretionary management along with additional services such as tax preparation and educational seminars.
Adam P
Series 65
Cape Coral, FL
Miser Asset Management
Adam Proulx is a financial advisor at Miser Asset Management with a Series 65 credential and one year of industry experience. His prior roles include positions at CoreCap Advisors, LLC, Asset Management and Advisory Services, and EXP Realty. Miser Asset Management is a state-registered advisory firm with three advisors managing approximately $55.7 million in assets. The firm serves individuals, trusts, estates, and business entities through portfolio management, financial consulting, and educational seminars, employing a range of analytical approaches and investment strategies.
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