M
Mission Peak Investors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$43,063,985
Clients
15
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
TypicalAverage account size
$2,870,932
About
The firm is an independent, fee‑only wealth management practice that serves a small number of largely individual and family clients, as well as trusts and select institutional‑type accounts. It provides discretionary portfolio management and occasional standalone financial planning, and also advises clients on employer‑sponsored retirement accounts, ESPP/RSU holdings and education savings that remain at third‑party custodians.
Investment decisions are driven by bottom‑up fundamental analysis with an emphasis on total return and business quality; portfolios typically combine exchange‑traded funds, mutual funds, closed‑end funds and a concentrated selection of individual stocks and bonds. The firm uses discretionary authority to implement allocations and may employ tactical strategies occasionally, including special‑situation investments, options (including LEAPS) and limited shorting or index/ETF strategies while generally avoiding shorting individual stocks or routine margin use absent client approval.
Compared with many solo independent advisers, the firm manages a relatively small client roster with sizable average account relationships and enforces a higher account‑entry threshold, and it offers performance‑based fee arrangements to qualified clients—a feature that is uncommon for firms of this size. The practice’s combination of concentrated equity selection, occasional use of tactical instruments and the availability of performance‑linked fee contracts distinguishes its approach from peers that primarily offer broadly diversified, AUM‑only strategies.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Retirement income strategy
College savings (529s, UTMA, etc.)
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.80% annually $3,000,001 - $6,000,000: 0.60% annually $6,000,001+: Negotiable
Financial planning charged at $500/hour with a minimum fee of $1,000
Base fee up to 0.60% of assets plus performance fee up to 15% of yearly portfolio performance above benchmark for Qualified Clients ($1,100,000+ AUM or $2,200,000+ net worth)
Account minimum: $1,000,000 Minimum fee: $10,000 per year minimum fee ($2,500 per quarter) Fee-only: Yes, fee-only advisory firm, no commissions accepted.
Main office location
Mission Peak Investors, LLC
Fremont CA, United States
Number of offices
1
Most active in
Mission Peak Investors, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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