MK Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
MK Investment Advisors, LLC is an independent, state-registered advisory firm that provides discretionary investment management and financial planning to a small client base that includes individuals (including high‑net‑worth clients), trusts, estates, and pension/profit‑sharing plans. The firm manages approximately $16.1 million for seven clients and typically implements portfolios through separately managed accounts.
The firm establishes a tailored asset allocation framework for each client and uses both fundamental and technical analysis, with regular monitoring, rebalancing, and tactical adjustments intended to manage risk and capture short‑term opportunities. Its stated investment toolkit includes margin borrowing, option contracts (including option writing), single‑stock futures and short sales in separately managed accounts, strategies the brochure expressly identifies and that are relatively uncommon among solo independent advisers.
Compared with many peers, the firm is notable for its very small, concentrated client base operated by a sole principal who holds the CFA designation and for executing client accounts through Interactive Brokers with automated advisor fee billing and custodial services. The discretionary management model, combined with the explicit use of borrowing and derivative instruments and the firm’s willingness to waive account minimums in certain circumstances, results in portfolio profiles and operational arrangements that may differ materially from more typical independent advisers.
Client services
Expertise
Fee options
$0 to $15,000 for financial planning services
0.50% to 2.00% annually (negotiated per client)
$125 to $350 per hour for financial planning services
Account minimum: $500,000 (may be waived or lowered at firm's discretion) Fee-only: Investment management fees (0.50% to 2.00% annually, negotiated); Financial planning fees (hourly $125 to $350, flat fees $0 to $15,000)
Main office
Carlsbad CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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