MMI Asset Management Services, LLC

MMI Asset Management Services provides investment advice and financial consulting primarily to individual and high net worth clients, and also works with businesses, trusts, and retirement plans. Services described in its brochure include financial planning and consulting, educational newsletters and workshops, and referrals to third‑party money managers.

The firm outsources portfolio management to third‑party managers and co‑advisory platforms (including AssetMark), and notes that a substantial portion of its assets are managed on a non‑discretionary basis. Clients may receive wrap or non‑wrap managed account options through these platforms, and the firm’s role includes assessing client objectives, recommending managers, and acting as a communication conduit rather than directly trading most portfolios.

MMI operates under the trade name MMI Financial Group and discloses affiliations with insurance businesses and a recently disclosed relationship with Jackson National Life Insurance Company, and its representatives are licensed to sell insurance and annuity products. The brochure also highlights potential conflicts of interest: the firm receives solicitor or referral compensation from some third‑party managers, may receive commissions or other incentives for insurance products, and notes limits on its ability to manage annuity contract investments to the options available within those contracts.