MOA Advisory & Financial Services Co
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
MOA Advisory & Financial Services Co is a state-registered investment adviser that provides discretionary portfolio management and financial planning to individuals, families, trusts and estates, as well as pension and profit-sharing plans, pooled investment vehicles, and small businesses. The firm also operates an in‑house tax and accounting practice that offers tax return preparation, tax planning and accounting services alongside its advisory work.
The firm combines a long-term, core asset-allocation approach with tactically managed, technically based strategies, using ETFs, mutual funds and individual securities and employing proprietary rule‑based models to capture shorter-term market trends. Its investment program can include options, margin and short-sale activity and is overseen on a discretionary basis with periodic rebalancing and client‑imposed restrictions considered.
Compared with many solo independent advisers, MOA Advisory explicitly serves institutional-type clients (pension and pooled vehicles) while maintaining an integrated accounting/tax practice, and it discloses that its representatives, in separate capacities, may receive implementation commissions. The firm also documents its use of technical rule‑based modeling and active trading tools, a combination that is less common among single‑advisor independent firms.
Client services
Expertise
Fee options
1.00% to 2.50% depending on size and complexity of relationship
Account minimum: $5,000 Fee-only: Financial planning or consulting fees ranging from $600 to $5,000 annually, negotiable depending on complexity
Main office
Elk Grove Village IL
Advisors at this office
1
Most active in
Illinois · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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