MOA Advisory & Financial Services Co
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
14
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
TypicalAverage account size
$0
About
MOA Advisory & Financial Services Co is a state-registered investment adviser that provides discretionary portfolio management and financial planning to individuals, families, trusts and estates, as well as pension and profit-sharing plans, pooled investment vehicles, and small businesses. The firm also operates an in‑house tax and accounting practice that offers tax return preparation, tax planning and accounting services alongside its advisory work.
The firm combines a long-term, core asset-allocation approach with tactically managed, technically based strategies, using ETFs, mutual funds and individual securities and employing proprietary rule‑based models to capture shorter-term market trends. Its investment program can include options, margin and short-sale activity and is overseen on a discretionary basis with periodic rebalancing and client‑imposed restrictions considered.
Compared with many solo independent advisers, MOA Advisory explicitly serves institutional-type clients (pension and pooled vehicles) while maintaining an integrated accounting/tax practice, and it discloses that its representatives, in separate capacities, may receive implementation commissions. The firm also documents its use of technical rule‑based modeling and active trading tools, a combination that is less common among single‑advisor independent firms.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Tax consulting, software development, data science
Tax consulting, software development, data science
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
1.00% to 2.50% depending on size and complexity of relationship
Account minimum: $5,000 Fee-only: Financial planning or consulting fees ranging from $600 to $5,000 annually, negotiable depending on complexity
Main office location
MOA Advisory & Financial Services Co
Elk Grove Village IL, United States
Number of offices
1
Most active in
MOA Advisory & Financial Services Co has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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