Moat Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Moat Capital provides discretionary investment management and related advisory services to individuals, high‑net‑worth clients, trusts, estates and businesses, and operates as a state‑registered fiduciary. The firm constructs portfolios primarily from exchange‑traded funds and may also use individual stocks, bonds and options to implement client strategies.
The adviser uses fundamental analysis and generally pursues a long‑term, customized approach tailored to each client’s objectives, risk tolerance and financial situation, with periodic rebalancing and tax‑aware adjustments. The firm emphasizes ongoing client contact and monitoring, and clients may impose reasonable investment restrictions that the adviser will consider.
Noteworthy features disclosed in the brochure include that the firm reported $0 in assets under management and no clients as of December 31, 2025, and that the principal maintains significant outside business activities—including serving as CEO of a fintech developing a proprietary stablecoin and teaching at a university—which are disclosed and addressed through the firm’s compliance policies. The firm also maintains institutional relationships with custodians (Schwab and Altruist) that provide economic benefits to the adviser, and it may employ options trading and retain legacy positions in client accounts.
Client services
Expertise
Fee options
0.50% to 2.00% annually (negotiable rate depending on factors such as scope and assets managed)
Fee-only: Investment advisory fees range from 0.50% to 2.00% annually, charged in arrears quarterly, prorated first quarter, negotiable
Main office
1113 S 10th St, #5
Omaha NE 68108, United States
Offices (1)
Most active in
California · Nebraska
Also doing business as
Moat Capital · Moat Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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