Modern Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$21,463,347
Clients
125
Advisors
4
across 2 offices
About
Modern Wealth LLC provides advisory services to individuals, high-performing W-2 employees, entrepreneurs, and small businesses through discretionary portfolio management, tiered financial planning delivered via a proprietary Alpha Dashboard, and pension consulting. The firm works with both high-net-worth and non-high-net-worth clients and commonly charges percentage-of-AUM fees for ongoing portfolio management.
The firm’s investment approach blends Modern Portfolio Theory and fundamental analysis with a long-term trading orientation, typically using ETFs and mutual funds while also offering access to alternatives such as structured products and private credit via registered funds. Client relationships are managed through technology-enabled monitoring and periodic strategic reviews tied to the client’s service tier, and MWL generally exercises discretionary trading authority while requiring a single custodian relationship for its portfolio clients.
Modern Wealth’s formal affiliations with an in-house insurance agency and an affiliated accounting/bookkeeping service distinguish it from many peers; some investment adviser representatives are licensed insurance agents and may receive commissions for insurance sales, and Enterprise-tier business clients are required to engage the affiliate (or an approved third party) to provide the real-time financial data used for FinOps oversight. The firm discloses these conflicts and describes procedures to mitigate them while coordinating strategic advice across its advisory and affiliate services.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Pension consulting flat fee up to $2,500 for plan establishment
$0 - $499,999: 1.20% $500,000 - $999,999: 1.10% $1,000,000 - $1,999,999: 1.00% $2,000,000+: 0.80%
Monthly subscription fees ranging from $125 to $900 applicable as a Planning Services Supplement when AUM fees do not cover minimums
Minimum fee: Annual Minimum Fees ranging from $1,500 to $10,800 depending on the service tier Fee-only: Annual Minimum Fee structure offset by Investment Management fees with monthly subscription payments if AUM fees are below minimums (e.g., $125/month to $900/month depending on tier)
Main office
See office3133 W Frye Road, Suite 101
Chandler AZ 85226
Advisors at this office
3
Offices (2)
Most active in
Arizona · California · Texas · Wisconsin
Also doing business as
Modern Wealth · Modern Wealth LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Dillon K
Series 63, Series 65
Chandler, AZ
Modern Wealth LLC
Dillon Kazemi is a financial advisor with Modern Wealth LLC in Chandler, AZ, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. He has worked at several firms including Terra Wealth Management and Thompson Financial Group, and is a founding partner of Modern Wealth Insurance Services LLC, an insurance agency specializing in life, disability, long-term care, and annuities. Additionally, he serves as a consultant for a family-owned rental business, providing strategic and financial guidance. Modern Wealth LLC offers advisory services to individuals, entrepreneurs, and small businesses, combining Modern Portfolio Theory with fundamental analysis and a long-term trading strategy. The firm uses technology for client monitoring and integrates affiliated insurance and bookkeeping services into its financial planning and portfolio management.
Travis Z
Series 65
Chandler, AZ
Modern Wealth LLC
Travis Zsiga is a financial advisor at Modern Wealth LLC with a Series 65 designation and experience working in advisory and related services since 2022. He also operates Zsiga CPA PLLC and previously worked in the furniture rental industry. Modern Wealth LLC serves individuals, high-performing W-2 employees, entrepreneurs, and small businesses with discretionary portfolio management, financial planning, and pension consulting. The firm combines Modern Portfolio Theory and fundamental analysis with a technology-enabled approach, offering both traditional and alternative investment products.
Montel H
Series 65
Chandler, AZ
Modern Wealth LLC
Montel Hawkins is a financial advisor at Modern Wealth LLC with a Series 65 designation and three years of industry experience. He has worked at several firms including Terra Wealth Management, Renaissance Marriott, and Thompson Financial Group. Hawkins is also a founding partner of Modern Wealth Insurance Services LLC, an insurance agency offering life, disability, long-term care, and annuity products. Modern Wealth LLC provides discretionary portfolio management, financial planning, and pension consulting to individuals, high-net-worth clients, business entities, and employee benefit plans. The firm employs a blend of fundamental analysis and modern portfolio theory, focusing on ETF- and mutual fund-based allocations with a long-term investment horizon.
Jack K
Series 63, Series 65
Mosinee, WI
Modern Wealth LLC
Jack Knetter is a financial advisor with Modern Wealth LLC, holding Series 63 and Series 65 licenses and 19 years of industry experience. His prior roles include positions at Cape Securities, Terra Wealth Management, Thompson Financial Group, and Primerica. He is also a founding partner of Modern Wealth Insurance Services LLC, an insurance agency specializing in life, disability, long-term care, and annuities. Modern Wealth LLC provides discretionary portfolio management, financial planning, and pension/401(k) consulting for individuals, high-net-worth clients, business entities, and employee benefit plans. The firm uses a blend of fundamental analysis and modern portfolio theory, focusing on ETF- and mutual fund-based allocations with a long-term trading horizon.
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