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Modern Wealth LLC

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Client assets under management

$21,463,347

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Clients

125

2% high-net-worth

Advisors

3

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

More info

Clients per advisor

42

Typical

Average account size

$171,707

About

Modern Wealth LLC provides advisory services to individuals, high-performing W-2 employees, entrepreneurs, and small businesses through discretionary portfolio management, tiered financial planning delivered via a proprietary Alpha Dashboard, and pension consulting. The firm works with both high-net-worth and non-high-net-worth clients and commonly charges percentage-of-AUM fees for ongoing portfolio management.

The firm’s investment approach blends Modern Portfolio Theory and fundamental analysis with a long-term trading orientation, typically using ETFs and mutual funds while also offering access to alternatives such as structured products and private credit via registered funds. Client relationships are managed through technology-enabled monitoring and periodic strategic reviews tied to the client’s service tier, and MWL generally exercises discretionary trading authority while requiring a single custodian relationship for its portfolio clients.

Modern Wealth’s formal affiliations with an in-house insurance agency and an affiliated accounting/bookkeeping service distinguish it from many peers; some investment adviser representatives are licensed insurance agents and may receive commissions for insurance sales, and Enterprise-tier business clients are required to engage the affiliate (or an approved third party) to provide the real-time financial data used for FinOps oversight. The firm discloses these conflicts and describes procedures to mitigate them while coordinating strategic advice across its advisory and affiliate services.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Equity Recipients (RS/RSU, SOP, ESPP) Tax-loss harvesting Business ownership considerations Entity structure planning (LLC, S-Corp) Private / alternative investments

Occupation focus

Founder/Business Owner Consultant Self-Employed

Demographic focus

Established Professionals Young Professionals

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Fee options

Fixed

Pension consulting flat fee up to $2,500 for plan establishment

Percentage

$0 - $499,999: 1.20% $500,000 - $999,999: 1.10% $1,000,000 - $1,999,999: 1.00% $2,000,000+: 0.80%

Subscriptions

Monthly subscription fees ranging from $125 to $900 applicable as a Planning Services Supplement when AUM fees do not cover minimums

Other

Minimum fee: Annual Minimum Fees ranging from $1,500 to $10,800 depending on the service tier Fee-only: Annual Minimum Fee structure offset by Investment Management fees with monthly subscription payments if AUM fees are below minimums (e.g., $125/month to $900/month depending on tier)

Main office location

Modern Wealth LLC

3133 W Frye Road, Suite 101

Chandler AZ 85226, United States

Number of offices

2

Most active in

More info

Arizona · California · Texas · Wisconsin

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website (480) 269-2309

Advisors at this firm

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Dillon K

Series 63, Series 65

Chandler, AZ

Modern Wealth LLC

Dillon Kazemi is a financial advisor at Modern Wealth LLC with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Terra Wealth Management, Cape Securities, and Thompson Financial Group. Outside of advisory work, he is a founding partner of Modern Wealth Insurance Services LLC, an insurance agency specializing in life, disability, long-term care, and annuities. Modern Wealth LLC provides discretionary portfolio management, financial planning, and pension consulting to individuals, high-net-worth clients, business entities, and employee benefit plans. The firm employs a blend of fundamental analysis and modern portfolio theory, focusing on ETF- and mutual fund-based allocations with a long-term investment horizon.

Equity Recipients (RS/RSU, SOP, ESPP) Tax-loss harvesting Business ownership considerations Entity structure planning (LLC, S-Corp) Private / alternative investments Founder/Business Owner Consultant Self-Employed Established Professionals Young Professionals
user avatar

Montel H

Series 65

Chandler, AZ

Modern Wealth LLC

Montel Hawkins is a financial advisor at Modern Wealth LLC with a Series 65 designation and three years of industry experience. He has worked at several firms including Terra Wealth Management, Renaissance Marriott, and Thompson Financial Group. Hawkins is also a founding partner of Modern Wealth Insurance Services LLC, an insurance agency offering life, disability, long-term care, and annuity products. Modern Wealth LLC provides discretionary portfolio management, financial planning, and pension consulting to individuals, high-net-worth clients, business entities, and employee benefit plans. The firm employs a blend of fundamental analysis and modern portfolio theory, focusing on ETF- and mutual fund-based allocations with a long-term investment horizon.

Equity Recipients (RS/RSU, SOP, ESPP) Tax-loss harvesting Business ownership considerations Entity structure planning (LLC, S-Corp) Private / alternative investments Founder/Business Owner Consultant Self-Employed Established Professionals Young Professionals
user avatar

Jack K

Series 63, Series 65

Mosinee, WI

Modern Wealth LLC

Jack Knetter is a financial advisor with Modern Wealth LLC, holding Series 63 and Series 65 licenses and 19 years of industry experience. His prior roles include positions at Cape Securities, Terra Wealth Management, Thompson Financial Group, and Primerica. He is also a founding partner of Modern Wealth Insurance Services LLC, an insurance agency specializing in life, disability, long-term care, and annuities. Modern Wealth LLC provides discretionary portfolio management, financial planning, and pension/401(k) consulting for individuals, high-net-worth clients, business entities, and employee benefit plans. The firm uses a blend of fundamental analysis and modern portfolio theory, focusing on ETF- and mutual fund-based allocations with a long-term trading horizon.

Equity Recipients (RS/RSU, SOP, ESPP) Tax-loss harvesting Business ownership considerations Entity structure planning (LLC, S-Corp) Private / alternative investments Founder/Business Owner Consultant Self-Employed Established Professionals Young Professionals
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