Auburn, CA Office
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Modern Wealth Management, LLC
Multi-team
Firm-wide stats for Modern Wealth Management, LLC
About
Modern Wealth Management, LLC is a multi‑team SEC‑registered investment adviser that manages roughly $10.9 billion in assets through about 94 advisors, providing discretionary and non‑discretionary investment management, financial planning, and modular services for individuals, high‑net‑worth clients, trusts, estates, and employer‑sponsored retirement plans. The firm also offers tax, estate, and insurance‑related services through affiliated entities and maintains relationships with institutional clients, including banking and thrift institutions, and with plan participants through education and participant‑level advice.
Investment decisions are guided by a centralized Investment Committee and implemented by an Investment Management Team using model portfolios, third‑party money managers, and a mix of strategic allocation and tactical adjustments. MWM employs third‑party risk‑tolerance and scenario‑modeling tools and has disclosed use of automated or AI‑enabled workflow tools to support documentation and portfolio construction; it also manages held‑away accounts and variable annuity allocations where clients authorize access.
Distinctive operational features include an acquisition‑driven growth strategy with an integration process for onboarded advisers, a Public Safety Financial Division focused on municipal and public‑safety plan participants, and recent product additions such as a wrap fee program and a First Responder/Military fee discount. The firm discloses an affiliate ecosystem for tax, insurance, and estate‑funding services and an indirect minority ownership link between its private equity investor and a provider of certain ETFs, a potential conflict it documents in its disclosures.
Based on Modern Wealth Management, LLC
Expertise
Based on Modern Wealth Management, LLC
Occupation focus
Based on Modern Wealth Management, LLC
Demographic focus
Based on Modern Wealth Management, LLC
Location
200 Auburn Folosom Rd, Suite 200
Auburn CA 95603
Advisors at this office
3
Advisors at this office
Grant A
CFP®, Series 66
Aubrun, CA
Modern Wealth Management, LLC
Grant Andrews is a CFP® and Series 66-licensed advisor with three years of industry experience. He has worked at Modern Wealth Management, LLC since 2026 and previously held roles at LPL Financial and Mutual Securities, Inc. Modern Wealth Management, LLC is a multi-team SEC-registered investment adviser managing approximately $10.9 billion in assets. The firm serves individuals, high-net-worth clients, trusts, estates, and employer-sponsored retirement plans, offering discretionary and non-discretionary investment management alongside financial planning and modular services.
Chelsea B
CFP®, Series 63
Auburn, CA
Modern Wealth Management, LLC
Chelsea Bailey is a CFP® professional with 11 years of industry experience. She is currently affiliated with Modern Wealth Management, LLC and Mutual Securities, Inc. Her prior experience includes nearly a decade at LPL Financial and National Planning Corporation. Outside of advisory roles, she provides notary services as needed. Modern Wealth Management, LLC is a multi-team SEC-registered investment adviser managing approximately $10.9 billion in assets through about 94 advisors. The firm offers discretionary and non-discretionary investment management, financial planning, and modular services for individuals, high-net-worth clients, trusts, estates, and employer-sponsored retirement plans.
Derrick A
CFP®, Series 63
Auburn, CA
Modern Wealth Management, LLC
Derrick Andrews is a CFP® with 34 years of industry experience, currently associated with Modern Wealth Management, LLC. His previous roles include positions at LPL Financial, LLC, Strategic Wealth Advisors Group, and Mariner Independent Advisor Network. In addition to advising, he is involved in estate planning services and acts as a non-variable insurance agent on a part-time basis. Modern Wealth Management, LLC is a multi-team SEC-registered investment adviser managing approximately $10.9 billion in assets. The firm offers investment management, financial planning, and modular services to individuals, high-net-worth clients, trusts, estates, and retirement plans, supported by a centralized Investment Committee and a range of strategic allocation tools.
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