Mogul Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$56,360,145
Clients
143
Advisors
2
of 2 employees
About
Mogul Wealth Management provides investment supervisory services, financial planning, and pension consulting to individuals (including high‑net‑worth clients), retirement plans, and business entities. The firm operates as a small advisory team managing roughly $59 million across about 143 client relationships and documents each client’s goals, time horizon, and risk tolerance in an Investment Policy Statement.
The firm uses fundamental and cyclical analysis to construct portfolios across mutual funds, equities, fixed income, ETFs, REITs, private placements and insurance products, and it documents reviews at least quarterly with semi‑annual written reporting to clients. Mogul Wealth does not manage accounts on a discretionary basis, may refer clients to third‑party managers (with fee‑sharing arrangements), and provides financial planning and pension consulting on an hourly or project basis.
Distinctive aspects disclosed in the brochure include broker‑dealer and insurance affiliations and acceptance of outside compensation for commissionable insurance and broker‑dealer products, which the firm identifies as potential conflicts of interest. The firm also requires clients to use its recommended custodian (Pershing) rather than permitting client‑directed brokerage and documents procedures related to fee‑sharing and third‑party manager selection.
Client services
Expertise
Fee options
$1 - $50,000: 1.95% $50,001 - $100,000: 1.75% $100,001 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Commission-based compensation is received for the sale of insurance and securities products by representatives who are registered representatives or insurance agents.
$175 per hour for financial planning and pension consulting services
Account minimum: $250,000
Main office
818 Manhattan Beach Boulevard, Suite 200
Manhattan Beach CA 90266
Advisors at this office
2
Most active in
California
Also doing business as
Cook And Associates · Mogul Wealth Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Phillip C
Series 66
Manhattan Beach, CA
Mogul Wealth Management, Inc.
Phillip Cook is a financial advisor with Mogul Wealth Management, Inc. in Manhattan Beach, CA, holding a Series 66 designation and over 51 years of industry experience. He has worked at several firms, including LPL Financial LLC and CETERA Advisor Networks LLC, and has been with Mogul Wealth Management since 2007. Outside of his advisory work, he serves as a board member for the Manhattan Beach Historical Society. Mogul Wealth Management provides investment supervisory services, financial planning, and pension consulting to individuals, retirement plans, and business entities. The firm manages approximately $59 million across 143 client relationships, employing fundamental and cyclical analysis to construct diversified portfolios with regular reviews and reporting.
Troy B
Series 66
Manhattan Beach, CA
Mogul Wealth Management, Inc.
Troy Broyles is a financial advisor with Mogul Wealth Management, Inc. in Manhattan Beach, CA, holding a Series 66 designation and seven years of industry experience. His career includes roles at LPL Financial LLC and CETERA Advisor Networks LLC. Outside of finance, he is a business owner of Air Mates, a non-investment-related enterprise. Mogul Wealth Management provides investment supervisory services, financial planning, and pension consulting to individuals, including high-net-worth clients, retirement plans, and business entities. The firm employs fundamental and cyclical analysis to build diversified portfolios and conducts regular client reviews with semi-annual reporting.
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