A complete list of active advisors currently associated with Moldenhauer & Associates

Warmer can help you find a great advisor at Moldenhauer & Associates or one who fits your needs even better.

Moldenhauer & Associates provides financial planning and asset management to individual investors (including high‑net‑worth clients), retirement plans, charitable organizations, and businesses. Its advisors offer discretionary portfolio management, model and third‑party manager programs, and fee‑for‑service consulting such as retirement plan and participant consulting. The firm implements client portfolios primarily through a platform relationship with Commonwealth, offering advisor‑managed (PPS Custom) and model‑based (PPS Select) wrap programs as well as access to third‑party asset managers (TPAMs). Advisors generally have discretion within the selected program and the firm describes a multi‑step process of screening, evaluation, portfolio construction, and ongoing monitoring for model and manager selection. What is distinctive for this team is that the firm serves as a sponsor/promoter or subadviser for wrap fee programs—most TPAMs and Commonwealth’s PPS Custom and PPS Select are offered as wrap programs through Moldenhauer & Associates—and provides supervisory oversight of those third‑party managers. The brochure also discloses program‑level conflicts of interest: advisors may cover platform fees (creating an incentive to favor no‑transaction‑fee funds), and certain financial incentives tied to Commonwealth’s acquisition by LPL (forgivable loans to advisors) are identified as potential conflicts.

To learn more about the advisors currently working at Moldenhauer & Associates, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.