Mollot & Hardy, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mollot & Hardy advises individuals (including high-net-worth clients) and retirement plan sponsors, providing investment management, financial planning, and retirement plan consulting and management services. The firm’s services include ongoing portfolio supervision, written financial plans, fiduciary consulting and discretionary fiduciary management for qualified plans, and participant education offerings.
The firm typically constructs diversified portfolios using mutual funds and ETFs, emphasizes asset allocation and periodic rebalancing, and tailors recommendations through one-on-one interviews and questionnaires; clients may impose reasonable investment restrictions and Mollot & Hardy can select sub‑advisers or model strategies on their behalf. Account custody and trading are routed through Pershing via the Focus Partners platform and Osaic Wealth relationships, with the firm monitoring sub‑advisers and providing regular performance reporting to clients.
Mollot & Hardy is a small advisory team that discloses several less-common features: it advertises third‑party ratings and operates on a bundled fee basis that includes platform, sub‑adviser and broker/dealer components (a wrap‑style arrangement reflected in its blended fee disclosures). The firm also provides educational seminars and participant enrollment support through its retirement services, and its representatives act in separate capacities as registered representatives and licensed insurance agents, which the brochure discloses can create commission-related conflicts of interest.
Client services
Expertise
Fee options
Fixed annual retirement plan sponsor fees up to $10,000, negotiable based on plan complexity and services.
$0 - $500,000: 1.65% $500,001 - $1,000,000: 1.05% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.85% $10,000,001 - $15,000,000: 0.70% $15,000,001 - $20,000,000: 0.60% $20,000,001+: 0.50%
Commission-based accounts available through Osaic Wealth, Inc., with commissions and 12b-1 fees earned by registered representatives.
Account minimum: $250,000 Fee-only: Annual investment advisory fees ranging generally from 1.00% to 2.50% inclusive of third-party platform and sub-adviser fees; fees are negotiable and can be blended or a single rate.
Main office
646 N. French Rd, Suite 9
Amherst NY 14228
Advisors at this office
2
Most active in
Florida · New York · North Carolina · Ohio · Texas
Also doing business as
Alan R Mollot Associates Ltd · Mollot & Hardy, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Sanford S
Series 63
Amherst, NY
Mollot & Hardy, Inc.
Sanford Seide is a financial advisor at Osaic Wealth, Inc. with 43 years of industry experience. He holds a Series 63 designation and has worked previously at FSC Securities Corporation and Mollot & Hardy Inc. In addition to his advisory work, he teaches community education programs in various school districts. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a broad client base including individuals, pension plans, corporations, and charitable organizations. The firm offers a range of advisory and brokerage services supported by technology-driven investment processes and access to multiple custodial platforms.
Alan M
CFP®, ChFC®, Series 63
Amherst, NY
Mollot & Hardy, Inc.
Alan Mollot is a CFP® and ChFC® with 49 years of industry experience. He is a principal at Mollot & Hardy, Inc., where he has worked since 2008, and previously held roles at FSC Securities Corporation and Osaic Wealth, Inc. Outside of his advisory work, Mollot serves as president of the Forum Club, a social organization based in Buffalo, NY. Mollot & Hardy, Inc. provides investment management, financial planning, and retirement-plan services to individual and high-net-worth clients as well as retirement plan sponsors. The firm manages approximately $73.2 million in assets and offers portfolio management, fiduciary consulting, and written financial plans, utilizing mutual funds, ETFs, and third-party sub-advisers through platforms like Osaic Wealth.
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