Momentum Independent Network Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,558,043,522
Clients
2,817
Advisors
100
across 61 offices
About
Momentum Independent Network Inc. serves individuals (including high‑net‑worth clients), corporate and institutional clients, and retirement plans with investment advisory and portfolio management, financial planning, and brokerage, execution, clearing and custody services. As both an SEC‑registered investment adviser and a full‑service broker‑dealer, the firm offers multiple wrap‑fee managed account programs and access to third‑party platforms and managers.
MIN uses both discretionary and non‑discretionary structures across advisor‑constructed and model‑based solutions, delivering portfolios via Envestnet and its program lineup (Aviator/Co‑Pilot, Passport Series SMA, Momentum Pathways UMA, Gateway FSP, Compass/ Navigator UMA, and others). The firm combines asset‑allocation, quantitative, fundamental and technical analysis and offers overlay capabilities (tax‑aware and impact overlays), municipal fixed‑income strategies, and ERISA fiduciary retirement plan services.
What distinguishes MIN from many peers is the integration of broker‑dealer operations with banking and municipal advisory capabilities within the Hilltop group: HTS (an affiliate) sponsors HTSPM municipal bond strategies that are co‑advised by Franklin Templeton and sub‑advised by Western Asset, and the firm operates an FDIC‑based Bank Insured Deposit (BID) sweep program administered with an affiliated bank. MIN also maintains program features that are less common at large enterprise advisers, including an automated Global Class Actions Asset Recovery service, ongoing periodical client communications and recent expansions such as the option to include corporate bonds in HTSPM tax‑aware municipal strategies.
Client services
Expertise
Occupation focus
Fee options
Fixed fees charged quarterly or annually for financial planning/consulting services; varies based on scope and complexity
$0 - $249,999: 2.25% (Individual Securities), 1.75% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $250,000 - $499,999: 2.00% (Individual Securities), 1.50% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $500,000 - $999,999: 1.75% (Individual Securities), 1.25% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $1,000,000+: 1.50% (Individual Securities), 1.00% (Mutual Fund/ETF/UIT Only Accounts) - Aviator/Co-Pilot/Partner-TPC Program $0 - $249,999: 2.90% - 3.00% (Equity/Balanced SMA Portfolios), 1.55% - 1.65% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $250,000 - $499,999: 2.40% - 2.50% (Equity/Balanced SMA Portfolios), 1.40% - 1.50% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $500,000 - $999,999: 2.15% - 2.25% (Equity/Balanced SMA Portfolios), 1.25% - 1.35% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $1,000,000 - $4,000,000: 1.90% - 2.00% (Equity/Balanced SMA Portfolios), 1.05% - 1.15% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $5,000,000+: 1.75% - 1.85% (Equity/Balanced SMA Portfolios), 0.90% - 1.00% (Fixed Income SMA Portfolios) - Passport Series/Momentum Pathways $0 - $249,999: 3.00% (ETF/Equity/Balanced Portfolios), 1.65% (Fixed Income Portfolios), 1.75% (Mutual Funds) - Gateway FSP Program $250,000 - $499,999: 2.50% (ETF/Equity/Balanced Portfolios), 1.50% (Fixed Income Portfolios), 1.50% (Mutual Funds) - Gateway FSP Program $500,000 - $999,999: 2.00% (ETF/Equity/Balanced Portfolios), 1.35% (Fixed Income Portfolios), 1.25% (Mutual Funds) - Gateway FSP Program $1,000,000+: 1.85% (ETF/Equity/Balanced Portfolios), 1.15% (Fixed Income Portfolios), 1.10% (Mutual Funds) - Gateway FSP Program $0 - $249,999: 3.00% - Compass UMA Program $250,000 - $499,999: 2.50% - Compass UMA Program $500,000 - $999,999: 2.25% - Compass UMA Program $1,000,000 - $4,000,000: 2.00% - Compass UMA Program $4,000,000+: 1.85% - Compass UMA Program $0 - $249,999: 1.75% - Endeavor Program $250,000 - $499,999.99: 1.50% - Endeavor Program $500,000 - $999,999.99: 1.25% - Endeavor Program $1,000,000+: 1.00% - Endeavor Program $0 - $249,999: 2.25% - Navigator UMA Program $250,000 - $499,999: 2.00% - Navigator UMA Program $500,000 - $999,999: 1.75% - Navigator UMA Program $1,000,000+: 1.50% - Navigator UMA Program $0 - $249,999: 3.00% (ETF/Equity/Balanced Portfolios), 1.65% (Fixed Income Portfolios), 1.75% (Mutual Fund Portfolio) - Explorer Program $250,000 - $499,999: 2.50% (ETF/Equity/Balanced Portfolios), 1.50% (Fixed Income Portfolios), 1.50% (Mutual Fund Portfolio) - Explorer Program $500,000 - $999,999: 2.00% (ETF/Equity/Balanced Portfolios), 1.35% (Fixed Income Portfolios), 1.25% (Mutual Fund Portfolio) - Explorer Program $1,000,000+: 1.85% (ETF/Equity/Balanced Portfolios), 1.15% (Fixed Income Portfolios), 1.10% (Mutual Fund Portfolio) - Explorer Program
$250 to $500 per hour for financial planning/consulting services
Account minimum: $25,000
Main office
See office717 N. Harwood Street, Suite 3400
Dallas TX 75201
Advisors at this office
28
Offices (61)
Dallas, TX N. Harwood Street
717 N. Harwood Street Suite 3400, Dallas, TX 75201
28 advisors
Dallas, TX Preston Rd
7001 Preston Rd Suite 300, Lb 32, Dallas, TX 75205
5 advisors
Sioux City, IA
302 Jones St Ste 340, Sioux City, IA 51101
3 advisors
Albuquerque, NM
Albuquerque, NM
2 advisors
Arlington, TX S. Bowen
1205 S. Bowen, Arlington, TX 76013
2 advisors
Most active in
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Also doing business as
Brokers Transaction Services, Inc. · Hilltop Securities Independent Network Inc. · Momentum Independent Network Inc. · Southwest Investment Properties, Inc. · Sws Financial Services · Sws Financial Services, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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