Monarch Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Monarch Financial LLC provides wealth management, discretionary investment management, and financial planning to individuals, high‑net‑worth individuals, trusts, and estates. The firm is newly established, has not yet reported assets under management, and does not impose a minimum asset requirement to begin an advisory relationship.
The advisor constructs portfolios primarily with ETFs, mutual funds, individual stocks, and bonds and generally pursues a long‑term approach while employing both fundamental and technical analysis. The firm may utilize covered options, retain legacy positions for tax or portfolio‑fit reasons, and occasionally recommend separate account managers available through its custodian platform for tax management or manager‑specific needs.
Noteworthy aspects include its recent initial ADV filing and an institutional relationship with Charles Schwab that provides software, support, and other economic benefits to the firm. The advisor also bundles financial planning with its wealth management services at no separate charge, permits supervised persons to trade in the same securities under a written Code of Ethics, and does not accept custody of client assets beyond fee deduction and limited money‑movement authorizations.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.05% annually $1,000,001 - $5,000,000: 0.85% annually $5,000,001+: 0.65% annually
Fee-only: Fees for advisory services are the only compensation; no commissions are charged.
Main office
Fallston MD
Advisors at this office
1
Most active in
Maryland
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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