A complete list of active advisors currently associated with Monex Asset Management, Inc.

Warmer can help you find a great advisor at Monex Asset Management, Inc. or one who fits your needs even better.

Monex Asset Management serves individuals (including high‑net‑worth clients), as well as corporations, trusts, estates, and charitable organizations, providing discretionary and non‑discretionary investment advisory and ongoing portfolio management across equities, fixed income, mutual funds, options, currencies and certain insurance products. The firm offers investment consulting and portfolio implementation for both retail and institutional‑style accounts and generally charges asset‑based fees for ongoing management. The firm’s investment process draws on fundamental, technical and charting analysis and implements a range of strategies from long‑term holdings to short‑term trading, option writing, short sales and occasional use of leverage or margin. Monex integrates third‑party technology and sub‑advisors into its workflow — including an online client questionnaire and algorithmic portfolio recommendations used by its sub‑advisor BCP Global — and relies on custodians and execution partners such as Pershing and Interactive Brokers as well as reporting platforms like Masttro and Tamarac. Monex is distinctive for its cross‑border orientation and ownership ties to a Mexican financial group, its use of foreign solicitors and an explicitly disclosed non‑U.S. client presence, and for its licensing to recommend insurance products in addition to investment management. The firm also discloses regulatory matters in its brochure — including an SEC cease‑and‑desist order in 2024 related to hypothetical performance marketing and multiple disciplinary actions involving its affiliated broker‑dealer — and does not position standalone financial planning as a core service.

To learn more about the advisors currently working at Monex Asset Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.