Montgomery Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,394,525
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
11
36% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$399,502
About
Montgomery Capital Management provides portfolio management and college‑funding consulting to individuals and high‑net‑worth clients, and also accepts pension and profit‑sharing plans, trusts, estates and charitable organizations. The firm implements investment plans tailored to each client’s Financial Profile and generally charges advisory fees based on assets under management.
The firm works with clients to develop a written or verbal Investment Plan and implements those plans on a discretionary or non‑discretionary basis, using primarily mutual funds and ETFs alongside select pooled funds and individual securities. Its primary offering, described as the "Good Shepherd" approach, is an actively managed, top‑down macro strategy that continually repositions assets across stocks, bonds, real estate and cash as market conditions change and may employ trading techniques such as short sales and margin rather than a fixed buy‑and‑hold allocation.
Notably, Montgomery Capital serves institutional and charitable organization clients in addition to individuals, and operates an affiliated entity that provides separate college‑funding planning services, features that are less common among independent advisers. The firm also explicitly incorporates behavioral and psychological analysis into its research and manages client assets under discretionary authority, reflecting an emphasis on active, macro‑oriented portfolio management.
Client services
Portfolio management
Education funding consulting
Expertise
College savings (529s, UTMA, etc.)
Active portfolio management
Cash flow / budgeting
Fee options
$0 - $1,000,000: 1.50% $1,000,000+: 1.00%
$125 per hour, billed in quarter-hour increments, non-negotiable
Account minimum: $100,000
Main office location
Montgomery Capital Management, LLC
753 C Thimble Shoals Boulevard
Newport News VA 23606, United States
Number of offices
2
Most active in
Montgomery Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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