Montgomery Financial Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Montgomery Financial Planning, LLC provides fee-only financial planning services to individuals and families through tiered engagements that range from foundational “express” plans to complex pre‑retirement and business succession coordination. The firm also offers limited‑scope hourly consultations and does not engage in portfolio management, custody, or discretionary trading on clients’ behalf.
When investment recommendations are included in planning, the firm generally favors diversified, long‑term buy‑and‑hold approaches and typically recommends mutual funds and exchange‑traded funds, using third‑party model portfolios and capital‑markets research as analytical starting points. Clients retain discretion to implement recommendations, and the firm coordinates with clients’ tax and legal professionals as appropriate while monitoring progress during the engagement term.
Statistically atypical for firms in the investment‑manager category, Montgomery emphasizes flat‑fee engagements and hourly billing rather than percentage‑of‑assets‑under‑management or performance‑based fees, and it does not manage pooled or institutional assets. The firm is newly formed and its leadership combines prior technical and corporate experience with recent financial planning credentials (including a CLU designation and a master’s in personal financial planning), supporting a planning‑centric, fiduciary approach.
Client services
Financial planning
Expertise
Retirement income strategy
Business succession planning
Equity Recipients (RS/RSU, SOP, ESPP)
Charitable giving & philanthropy
Multi-generational wealth transfer
Occupation focus
Founder/Business Owner
Executive
Demographic focus
Young Professionals
Established Professionals
Dual Income Family
Fee options
Initial engagement flat fees: Tier I – Express $3,600; Tier II – Comprehensive $6,000; Tier III – Complex $8,000; Ongoing engagement annual fees: Tier I $2,400; Tier II $4,000; Tier III $6,000
Typically $250 per hour
Fee-only: Flat fees ranging from $3,600 to $8,000 for initial engagements depending on service tier; annual ongoing fees from $2,400 to $6,000
Main office location
Montgomery Financial Planning LLC
Arvada CO, United States
Number of offices
1
Most active in
Montgomery Financial Planning LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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