Monthie Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Monthie Wealth Advisors provides discretionary portfolio management and financial planning services primarily to individual and high-net-worth clients. The firm develops individualized Investment Policy Statements, may use model allocations, and generally works with accounts subject to a $250,000 minimum that can be waived.
The firm combines fundamental, quantitative, and technical analysis and employs both long- and short-term trading to implement portfolios across mutual funds, equities, ETFs, fixed income, non-U.S. securities, annuities and private placements. It typically requires custody at Schwab Institutional, uses discretionary trading authority, and conducts regular monitoring with quarterly reporting.
What is distinctive is that certain principals maintain outside practices as attorneys, a licensed accountant, and an insurance producer, and the brochure discloses these affiliations and potential conflicts when related services are offered. As a small adviser managing roughly $71 million for about 115 clients, the firm’s combination of multi-disciplinary legal and accounting capabilities alongside traditional investment management is uncommon among peers.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$350 to $10,000 per financial plan
$250,000 - $3,000,000: 1.00% $3,000,001 - $4,999,000: 0.80% $5,000,000+: 0.60%
$150 to $375 per hour
Account minimum: $250,000
Main office
623 New Loudon Road
Latham NY 12110
Advisors at this office
2
Most active in
New York
Also doing business as
Exclusive Resource Management LLC · Monthie Wealth Advisors
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Phillip M
Series 65, Series 66
Latham, NY
Monthie Wealth Advisors
Phillip Monthie is a financial advisor at Monthie Wealth Advisors with three years of industry experience. He holds Series 65 and Series 66 designations and also practices as an attorney, assisting clients with estate planning. Prior to his current role, his background includes work at an independent family office and several law firms. Monthie Wealth Advisors provides discretionary portfolio management and financial planning services primarily to individual and high-net-worth clients. The firm combines fundamental, quantitative, and technical analysis to implement portfolios across various asset classes and integrates multi-disciplinary legal and accounting capabilities alongside traditional investment management.
Stephen M
CFP®
Latham, NY
Monthie Wealth Advisors
Stephen Monthie is a CFP® professional with three years of experience at Monthie Wealth Advisors. He is also an attorney at Monthie Law Firm, where he has practiced for over 30 years advising on legacy and estate planning as well as tax preparation. Monthie Wealth Advisors serves individual and high-net-worth clients with discretionary portfolio management and financial planning, customizing investment strategies based on client goals and risk tolerances. The firm employs a combination of fundamental, quantitative, and technical analysis and conducts regular account reviews, generally operating with discretionary trading authority and custody at Schwab Institutional.
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