Montlake Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management through separately managed accounts for individual clients, including high‑net‑worth individuals, trusts, and retirement accounts. Portfolios may include domestic and international equities, a range of fixed income instruments, mutual funds, ETFs, and alternative investments, and the firm implements client‑specified restrictions where requested.
Investment decisions are made using a blend of fundamental, technical, and cyclical analysis and by integrating internal expertise with selected sub‑advisors; the firm emphasizes diversified asset allocation with tactical adjustments in response to market and economic conditions. Manager selection is an explicit part of the process and the firm states it does not use AI for research or portfolio construction, performing final analysis and decisions through its supervised persons.
What is distinctive is the firm’s involvement with nonprofit and charitable clients and boards: its principals oversee reserve investment accounts for nonprofit entities and hold volunteer board roles, including an appointment to a statewide affordable housing 501(c)(3) and oversight of more than $3 million in combined reserve assets—an uncommon client/affiliation profile for a small independent adviser. The firm operates as a small, solo‑advisor practice that relies on third‑party custodial and sub‑advisory relationships, which shapes its operational model compared with larger advisory firms.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% per annum (0.25% per quarter) $2,000,000.01 - $4,000,000: 0.75% per annum (0.1875% per quarter) $4,000,000.01+: 0.50% per annum (0.125% per quarter)
Account minimum: $1,000,000 Minimum fee: $10,000 annually ($2,500 per quarter) minimum fixed annual advisory fee
Main office
Austin TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Montlake Capital Management · Montlake Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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