Montreux Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Montreux Group LLC offers wealth management to individual and high‑net‑worth clients, combining discretionary investment management with integrated financial planning that is delivered as part of its wealth management engagements rather than as a standalone service. The firm states it serves individual investors and provides ongoing portfolio construction, implementation and client contact as components of its advisory services.
The firm’s investment process emphasizes fundamental analysis and a predominantly long‑term orientation, constructing diversified portfolios that typically use low‑cost mutual funds and ETFs while retaining the ability to include individual stocks, bonds and digital assets when appropriate. Montreux accepts discretionary authority to implement and monitor portfolios, provides retirement‑account advice (including rollover considerations), and relies on an institutional custodian relationship for trade execution and custody while not maintaining client assets itself.
What is distinctive about Montreux is that it offers both financial planning and portfolio management for individuals despite currently reporting no assets under management or active clients, a combination that is atypical for firms without active advisors. The firm also discloses that it does not sponsor or advise private funds or proprietary vehicles, and it notes practices such as retaining legacy holdings for tax reasons, periodic rebalancing and receipt of institutional services from its recommended custodian.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $2,000,000: 0.80% $2,000,001 - $3,000,000: 0.70% $3,000,001 - $4,000,000: 0.60% $4,000,001 - $5,000,000: 0.50% $5,000,001+: 0.40%
Main office
42 West 38th Street, Suite 800
New York NY 10018
Advisors at this office
1
Most active in
Connecticut · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)