M
MONUMENT Retirement & WEALTH ADVISORY, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,901,478
Clients
23
13% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$343,543
About
Monument Retirement & Wealth Advisory, LLC is a small, fee‑based registered investment adviser that serves individuals, high‑net‑worth clients, trusts, and estates; it reports about $7.9 million in discretionary assets across 23 client relationships with a single advisory professional. The firm provides discretionary asset management, financial planning and consulting, and also acts as a solicitor for third‑party money managers.
Investment programs are implemented on a discretionary basis and are built around documented client objectives, time horizons, and risk tolerances, with analysis methods that include fundamental, technical, and cyclical approaches. The firm may engage sub‑advisors or third‑party money managers to implement strategies, delivers written financial plans on a fixed‑fee basis, and conducts periodic account reviews.
What distinguishes the firm from many peers is its material insurance activity: its advisory representatives are independently licensed insurance agents and the principal operates an affiliated insurance business, generating insurance commissions on product sales — a relationship the brochure identifies as a potential conflict of interest. The firm also receives solicitor fees when referring clients to third‑party managers; these compensation sources and the related conflicts are disclosed to clients and addressed through the firm’s disclosure procedures and fiduciary policies.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Fee options
Financial planning fees range from $100 to $2,500 depending on complexity and agreement
Up to 1.75% annually (maximum, negotiable)
Main office location
MONUMENT Retirement & WEALTH ADVISORY, LLC
450 Century Parkway, Suite 250
Allen TX 75013, United States
Number of offices
1
Most active in
MONUMENT Retirement & WEALTH ADVISORY, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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