A complete list of active advisors currently associated with Moonstone Asset Management, Inc.

Warmer can help you find a great advisor at Moonstone Asset Management, Inc. or one who fits your needs even better.

Moonstone Asset Management serves individual clients, high‑net‑worth individuals, and corporate retirement plans, offering discretionary asset management alongside financial planning and consulting. Financial planning topics described in the brochure include cash flow analysis, retirement strategy, tax reduction and estate preservation, and these planning services are provided as part of the firm’s advisory relationship. The firm manages client portfolios on a discretionary basis, performing periodic reviews, rebalancing and tax‑aware monitoring while allowing clients to impose written investment restrictions (for example, socially conscious screens). Investment analysis incorporates fundamental, technical and cyclical methods, and the firm’s stated strategies may include options, margin, short sales, leverage and other derivatives, which can increase risk relative to long‑only approaches. Noteworthy features for a firm of this size include a concentrated client base (about 68 clients) and a small advisory team managing roughly $75 million in discretionary assets, implying relatively large average account sizes despite the absence of a formal account minimum. The brochure also discloses an outside business activity by a supervised person (employment as a trading director at another firm) and describes mitigations such as a code of ethics and quarterly compliance reviews; the firm additionally reports no soft‑dollar arrangements, no wrap program participation, and custodial fee deductions handled through client‑authorized custodians.

To learn more about the advisors currently working at Moonstone Asset Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.