Mooring Bay Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mooring Bay Capital Management provides discretionary investment management, portfolio analysis, and financial planning to high-net-worth individuals, estates, corporations, pension/retirement plans, and endowments. Services are delivered primarily through separately managed accounts held at Charles Schwab, with portfolio analysis and financial planning also available on a flat-fee or hourly basis.
The firm concentrates on fixed income with a specialty in municipal and infrastructure debt, investing across investment-grade, below-investment-grade, and non-rated securities and using relative value analysis, fundamental credit review, and technical analysis to construct actively managed portfolios. Investment management is discretionary and tailored to each client’s objectives and restrictions, with periodic reviews and documented implementation plans for any client-imposed limits.
Notable features include an explicit focus on serving institutional clients (endowments, corporations, and pension plans) alongside high-net-worth individuals, a service mix that is uncommon among independent advisers and a stated account minimum of $500,000 that reflects its client targeting. The adviser is a recently established practice (advisory services since September 2024) managing roughly $8.53 million across five client accounts, reflecting a compact, specialized operation centered on municipal and infrastructure debt.
Client services
Expertise
Fee options
$1,000 to $5,000, negotiable
0.75% annually
$200 to $400 per hour, negotiable
Account minimum: $500,000
Main office
6440 N Central Expy, Suite 900 B
Dallas TX 75206-4123
Advisors at this office
1
Most active in
Texas
Also doing business as
Mooring Bay Capital Management · Mooring Bay Capital Management, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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