Maitland, FL Office

Team
Updated today
Moors & Cabot, Inc logo

Moors & Cabot, Inc

Multi-team

Firm-wide stats for Moors & Cabot, Inc

Total advisors

78

Across 29 offices

Clients per advisor

63 Typical

Avg AUM per client

$754,913 Typical

HNW client ratio

38% High

About

Moors & Cabot serves a mix of retail and high‑net‑worth individuals as well as corporations, pension and profit‑sharing plans, trusts, estates and charitable organizations, providing investment management through its Portfolio Management Program, fee‑based financial planning, consulting, and referrals to third‑party wrap‑fee programs. Services are offered on discretionary or non‑discretionary terms, and the firm also provides “advice‑only” arrangements for assets held away from its clearing custodian.

Advisors have latitude to tailor portfolios to clients’ objectives and risk tolerances using strategies such as asset allocation, fundamental and technical analysis, and quantitative techniques; Moors & Cabot may allocate portions of client portfolios to third‑party or affiliated sub‑advisors and documents discretionary authority in its written PMP agreements (the PMP generally cites a $50,000 account guideline). The firm conducts routine account surveillance and household aggregation for fee breakpoints and provides ongoing reviews and reporting to clients.

Distinctive aspects in the brochure include Moors & Cabot’s active broker‑dealer and insurance‑agency roles — the firm conducts commissionable brokerage and insurance sales alongside advisory services — and its handling of municipal securities and related municipal activity as part of its product set. The firm also maintains a fully disclosed clearing relationship with RBC (including disclosed incentive and revenue‑sharing arrangements related to cash sweep and custody services) and discloses recent regulatory actions (FINRA and an SEC order) and related remediation measures in its disciplinary history.

Based on Moors & Cabot, Inc

Expertise

Income planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Active portfolio management

Based on Moors & Cabot, Inc

Occupation focus

Founder/Business Owner Retired

Based on Moors & Cabot, Inc

Location

500 S. Maitland Avenue

Maitland FL 32751

Advisors at this office

5

Advisors at this office

user avatar

Peter M

Series 66

Maitland, FL

Moors & Cabot, Inc.

Peter Medgyesy is a financial advisor at Moors & Cabot, Inc. in Maitland, Florida, holding a Series 66 designation with 19 years of industry experience. He has been with Moors & Cabot since 2012 and previously worked at Wells Fargo Clearing from 2007 to 2008. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers investment management, financial planning, and consulting services, with portfolios tailored to client objectives using various strategies and options for discretionary or non-discretionary arrangements.

Income planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Active portfolio management Founder/Business Owner Retired
user avatar

Anthony D

CFP®, Series 66

Maitland, FL

Moors & Cabot, Inc.

Anthony Dorval is a CFP® professional with 27 years of industry experience. He has been with Moors & Cabot, Inc. since 2013 and previously worked at New England Securities and Merrill. In addition to his advisory role, he is an independent insurance agent specializing in disability, life, accident, and health insurance. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers investment management through its Portfolio Management Program, fee-based financial planning, and consulting, with a flexible approach that includes discretionary and non-discretionary services tailored to clients’ objectives and risk tolerances.

Income planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Active portfolio management Founder/Business Owner Retired
user avatar

Edward D

Series 63, Series 65

Maitland, FL

Moors & Cabot, Inc.

Edward Dover III is a financial advisor at Moors & Cabot, Inc. with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including SunTrust Advisory Services, Truist Investment Services, and Legg Mason Wood Walker. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations, offering investment management, financial planning, and consulting through discretionary and non-discretionary arrangements. The firm uses a variety of strategies including asset allocation, fundamental and technical analysis, and may allocate client assets to third-party or affiliated sub-advisors.

Income planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Active portfolio management Founder/Business Owner Retired
user avatar

Darin O

Series 66, Series 63

Maitland, FL

Moors & Cabot, Inc.

Darin Orth is a financial advisor at Moors & Cabot, Inc. with five years of industry experience. He holds the Series 66 and Series 63 registrations and previously worked at Mass Mutual Investors Services and Massmutual Life Insurance Co. before joining Moors & Cabot. Moors & Cabot serves retail and high-net-worth individuals, corporations, and various institutional clients by providing investment management, financial planning, and consulting services. The firm utilizes a range of strategies tailored to client objectives and offers both discretionary and non-discretionary account management.

Income planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Active portfolio management Founder/Business Owner Retired
user avatar

Lisa I

Series 63, Series 65

Maitland, FL

Moors & Cabot, Inc.

Lisa Isaacs is a financial advisor at Moors & Cabot, Inc. with 37 years of industry experience. She holds the Series 63 and Series 65 designations. Prior to joining Moors & Cabot in 2025, she worked at Morgan Stanley Private Bank, N.A. and Morgan Stanley from 2013 to 2025, and at Merrill from 1991 to 2013. Moors & Cabot serves retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers investment management, fee-based financial planning, and advisory services with a tailored approach, incorporating a range of strategies and access to sub-advisors.

Income planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Charitable giving & philanthropy Active portfolio management Founder/Business Owner Retired
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