Moreno Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$37,500,000
Clients
18
Advisors
1
of 4 employees
About
Moreno Capital provides discretionary and non-discretionary portfolio management, written financial planning, and pension/401(k) consulting for individuals, high-net-worth clients, and small businesses; the firm reports roughly $41.6 million in assets under management across a very small client base. Engagements are described in client-specific agreements and may be tailored by documented goals, risk tolerance, and client-imposed restrictions.
The firm’s stated investment process incorporates fundamental, technical and cyclical analysis and may employ derivatives, options, margin and other techniques as part of separately managed accounts. Moreno Capital requires the use of an institutional custodian (Schwab Institutional), discloses access to broker-provided research and soft-dollar benefits, and notes that it may charge performance-based compensation to qualified clients under applicable rules.
Compared with many peers, Moreno Capital operates as a solo practice managing a concentrated number of relationships for its reported AUM and its Part 2A/B highlights prior involvement in other investment-related businesses in the principal’s background. The brochure also discloses a regulatory order dated January 21, 2026 related to a lapse in continuing-education reporting that resulted in a temporary registration lapse but no monetary sanction, which is an uncommon disclosure among firms of this type.
Client services
Expertise
Fee options
Maximum annual fee of 2.00% on all assets under management
Performance fee up to 20% of capital gains in excess of the highwater mark for qualified clients, paid annually
Account minimum: $100,000 Fee-only: Fixed fees for financial planning and consulting up to $25,000 depending on engagement complexity
Main office
West Palm Beach FL
Advisors at this office
1
Most active in
California · Florida
Also doing business as
Moreno Capital · Moreno Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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