Morgan-Aly Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$104,194,607
Clients
156
Advisors
2
of 3 employees
About
Morgan-Aly Wealth Management advises individual clients, including high-net-worth households, and in limited cases small corporations and employer-sponsored retirement plans. The firm offers discretionary asset management, prepares personalized investment policy statements, and provides retirement-plan consulting and participant education, generally charging percentage-of-assets advisory fees.
The firm implements model-based strategies using a proprietary Intrinsic Value (IV) formula to select individual stocks and combines those stock models with bond allocations and ETFs according to each client’s risk tolerance. Accounts are managed on a discretionary basis, with ETFs used for smaller accounts and very limited use of insurance annuities where the advisers deem them appropriate.
Noteworthy for a firm of its size, certain professionals are separately licensed as independent insurance agents and may transact insurance products for clients, receiving customary commissions that the firm discloses and seeks to mitigate through its Code of Ethics and client disclosures. The firm also recently transitioned from state to SEC registration and requires clients to custody assets with LPL Financial—an arrangement that provides the firm with administrative and technology support that may create additional conflicts of interest.
Client services
Expertise
Fee options
$0 - $499,999: 1.25% $500,000 - $999,999: 1.15% $1,000,000 - $1,999,999: 1.00% $2,000,000+: Negotiable
Account minimum: $250,000
Main office
N4 W22370 Bluemound Rd, Suite 204
Waukesha WI 53186
Advisors at this office
2
Most active in
Florida · Minnesota · Texas · Wisconsin
Also doing business as
Morgan Aly Wealth Management · Morgan Aly Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jason B
Series 63, Series 66
Waukesha, WI
Morgan-Aly Wealth Management, LLC
Jason Behr is a financial advisor with Morgan-Aly Wealth Management, LLC, holding Series 63 and Series 66 licenses and having nine years of industry experience. He previously worked at Raymond James Financial Services and TD Ameritrade. Outside of advisory work, Behr serves as Treasurer for the nonprofit Early Music Now and as a trustee for Luther Memorial Chapel. Morgan-Aly Wealth Management advises individual clients, including high-net-worth households, and select small corporations and employer-sponsored retirement plans. The firm uses a proprietary Intrinsic Value formula to guide model-based stock selection combined with bond allocations and ETFs, managing accounts on a discretionary basis.
James H
Series 63, Series 65
Waukesha, WI
Morgan-Aly Wealth Management, LLC
James Hayett is a financial advisor at Morgan-Aly Wealth Management, LLC in Waukesha, WI, holding Series 63 and Series 65 registrations with 44 years of industry experience. He has been with Morgan-Aly Wealth Management since 2014 and has prior experience at Raymond James Financial Services, Next Financial Group, OSAIC Services, and Sentra Securities. Morgan-Aly Wealth Management serves individual clients, including high-net-worth households, as well as small corporations and employer-sponsored retirement plans. The firm uses model-based strategies with a proprietary Intrinsic Value formula to manage discretionary accounts, combining individual stocks, bonds, and ETFs tailored to clients' risk tolerance.
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