Menomonee Falls, WI Office
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Morgan Dempsey Capital Management LLC
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Firm-wide stats for Morgan Dempsey Capital Management LLC
About
Morgan Dempsey Capital Management provides equity-focused investment management and wealth management services principally to high‑net‑worth individuals, families, and institutional clients. The firm offers Large Cap Value, Enhanced Income, and Micro‑Cap strategies, serves as sub‑advisor to the Morgan Dempsey Large Cap Value ETF, and supplies portfolio models to Unified Managed Account sponsors and broker‑dealer wrap programs.
The firm follows a bottom‑up, fundamentally driven value discipline with a long‑term buy‑and‑hold orientation and uses quantitative screens and proprietary valuation models to identify undervalued securities. For clients seeking income or downside management, Morgan Dempsey employs derivatives—notably covered‑call and put writing in its Enhanced Income strategy (with option management sub‑advised to Lavaca Capital)—and may temporarily invest SMA proceeds in its sub‑advised ETF to maintain market exposure after tax‑loss harvesting.
Noteworthy features for a firm of this size include its active role with investment companies as an ETF sub‑advisor, participation in broker wrap‑fee small‑account programs, and its outsourced CIO/modeling services to other advisers. The brochure also discloses promotional and referral arrangements (including a Promoter engagement and a referral relationship related to cryptocurrency products) and a $3 million minimum for direct wealth management, indicating a client mix concentrated toward high‑net‑worth and institutional relationships rather than lower‑net‑worth retail accounts.
Expertise
Location
111 Heritage Reserve, Suite 200
Menomonee Falls WI 53051
Advisors at this office
2
Advisors at this office
Dave I
Series 63, Series 65
Menomonee Falls, WI
Morgan Dempsey Capital Management LLC
Dave Isaacson is a financial advisor at Morgan Dempsey Capital Management LLC with nine years of industry experience. He holds the Series 63 and Series 65 designations. Prior to joining Morgan Dempsey in 2019, he worked at firms including Schenck Investment Solutions LLC and CliftonLarsonAllen Wealth Advisors, LLC. Since 2025, he has also served as Senior Vice President and Portfolio Manager at a Wisconsin-based trust company. Morgan Dempsey Capital Management provides equity-focused investment and wealth management services primarily to high-net-worth individuals, families, and institutional clients. The firm employs a bottom-up, fundamentally driven value approach and offers strategies including Large Cap Value, Enhanced Income, and Micro-Cap, as well as serving as sub-advisor to a Large Cap Value ETF.
Marc D
CFA®, Series 63, Series 65
Menomonee Falls, WI
Morgan Dempsey Capital Management LLC
Marc Dion is a CFA® charterholder with 21 years of industry experience, currently serving at Morgan Dempsey Capital Management LLC since 2004. He is based in Menomonee Falls, WI, and holds Series 63 and Series 65 licenses. Outside of his advisory role, Dion leads the Investment Committee at St. Francis Borgia Catholic Church, organizing quarterly reviews with an outside consultant to oversee the parish's investment portfolio. Morgan Dempsey Capital Management provides equity-focused portfolio management to high-net-worth and institutional clients, employing a value-oriented, bottom-up research process with a long-term investment horizon. The firm offers specialized strategies including Large Cap Value, Enhanced Income with options overlays, and Micro-Cap investments, and serves qualified purchasers through separately managed accounts, model portfolios, and sub-advisory services.
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