A complete list of active advisors currently associated with Mosaic FI LLC

Warmer can help you find a great advisor at Mosaic FI LLC or one who fits your needs even better.

Mosaic FI LLC provides portfolio management, holistic financial planning, and small‑business pension consulting (including SIMPLE IRA, SEP IRA, and Individual 401(k) plans) to individuals, families, trusts, estates, and corporate clients, including high‑net‑worth households. Financial planning is included for portfolio management clients and is also offered as a stand‑alone service under fixed‑fee, ongoing, or hourly arrangements documented in written agreements. The firm creates an Investment Policy Statement for each client and tailors asset allocation and model portfolios that primarily use mutual funds, ETFs, fixed income securities, and real estate funds, drawing on fundamental, technical, cyclical, quantitative analysis, and modern portfolio theory. Mosaic FI generally emphasizes long‑term portfolio management with regular monitoring and documented fiduciary allocation policies, while retaining the ability to employ short‑term trading and quantitative strategies when appropriate. Distinctive features noted in the brochure include a recent transition to SEC registration and a formal succession agreement with Strategic Wealth Partners to support business continuity. The firm discloses supervised persons’ outside roles (including service as a co‑trustee of a private family foundation), and it uses AI tools to summarize client meeting notes for recordkeeping (with human review and no AI use for investment decisions); it also provides per‑participant SIMPLE IRA pricing and no minimums for stand‑alone planning engagements.

To learn more about the advisors currently working at Mosaic FI LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.