Mosaic Wealth Consultants, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mosaic Wealth Consultants serves individual investors as well as business owners and other entities, providing discretionary and non-discretionary asset management, comprehensive financial planning and consulting, and public seminars and workshops. The firm is a solo-advisor practice that manages roughly $3.23 million across a small client base and works with clients through documented goals and client-specific investment profiles.
The firm’s investment work is built around client objectives, time horizons and risk tolerance and can employ fundamental and technical analysis, charting and modern portfolio theory to determine asset allocation, security selection and monitoring. Mosaic conducts periodic (quarterly) account reviews, implements both long- and short-term strategies as appropriate, and may trade under discretionary authority when authorized; it currently recommends Interactive Brokers for execution and custody.
What is distinctive is that the principal combines advisory work with other financial activities: she operates as an independent insurance agent (spending approximately 30% of her time) and provides tax-preparation services (about 5% of her time), and the firm runs educational seminars—activities the brochure discloses can create conflicts of interest but are mitigated through disclosures and the firm’s fiduciary obligations. The firm is also relatively new (founded in 2022) and small in scale, and it documents retirement strategy and business-owner planning topics that may include pension-related considerations uncommon among many independent solo advisors.
Client services
Expertise
Occupation focus
Fee options
Financial planning services offered at a flat fee of $4,000
$0 - $500,000: 1.50% annually $500,000.01 - $1,000,000: 1.25% annually $1,000,000.01 - $2,000,000: 1.00% annually $2,000,000.01 - $5,000,000: 0.85% annually $5,000,000.01+: 0.75% annually
Account minimum: $50,000 (may be lowered or waived in certain instances)
Main office
731 Ray Bluff Rd
Millington TN 38053
Advisors at this office
1
Most active in
Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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