Evergreen, CO Office

Moseley Investment Management, Inc. provides comprehensive financial planning, consulting, and portfolio management to individuals, high‑net‑worth clients, pension and profit‑sharing plans, estates, corporations, and charitable organizations. The firm manages accounts on both a discretionary and non‑discretionary basis and oversees roughly $457 million in regulatory assets across a client base of about 359 households.

The firm’s investment process relies on fundamental analysis to build portfolios of individual securities, ETFs, mutual funds, and bonds, with a focus on long‑term positions and periodic rebalancing. Moseley also uses derivatives in managed accounts — principally selling cash‑secured puts and covered calls on large U.S. companies to generate income — and may engage third‑party managers and block trading to implement strategies.

Operationally, the firm offers held‑away account reporting through ByAllAccounts and an integrated client portal (the Moseley Virtual Platform) to aggregate and monitor client assets, and provides an estate and inheritance planning option that includes a one‑to‑two hour meeting with an estate attorney. The brochure discloses a customer dispute from November 2021 to May 2022 alleging failure to diversify a concentration position and lack of downside protection.