Moss Bay Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$908,018
Clients
2
Advisors
1
of 1 employees
About
Moss Bay Capital is a small, independent registered investment adviser that provides discretionary portfolio management to individuals, certain corporate/business clients, and accredited/qualified investors through both separately managed accounts and a privately offered pooled investment vehicle. The firm reports approximately $8.8 million in assets under management, with the majority of those assets held in its pooled vehicle.
The firm’s investment approach is a long-only, concentrated equity strategy that combines fundamental and quantitative analysis to identify undervalued securities, typically holding a compact portfolio (generally 15–25 names) with a multi-year time horizon and relatively low turnover. Risk management is integrated via position-level limits and ongoing monitoring, and portfolios may include a range of marketable securities consistent with client objectives.
Noteworthy distinctions from many solo independent advisers include serving as the sponsor and investment manager of a private fund and providing portfolio management to that pooled vehicle, with a performance-linked allocation structure that incorporates investor protections such as high‑water‑mark and loss‑recovery mechanics and structured redemption windows as set out in the fund documents. The firm also discloses that its sole adviser maintains a separate full‑time outside business and spends a material portion of time on that activity, a disclosed operational factor that may affect availability during market trading hours.
Client services
Expertise
Fee options
1% annually of assets under management for SMA clients, billed quarterly in arrears
Fund pays performance-based fee (Incentive Allocation) equal to 25% of gains in excess of 6% per annum hurdle with a high water mark; SMA clients not charged performance fees
Account minimum: No minimum for SMA clients; $100,000 initial minimum subscription for the Fund, $25,000 minimum for additional investments in the Fund Fee-only: Advisory fees are charged as percentage of AUM; no commissions received
Main office
137 7th Ave W, Suite 202
Kirkland WA 98033
Advisors at this office
1
Most active in
Washington
Also doing business as
Moss Bay Capital · Moss Bay Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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