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Moss Bay Capital

Updated today

Client AUM

$908,018

Clients

2

Advisors

1

of 1 employees

About

Moss Bay Capital is a small, independent registered investment adviser that provides discretionary portfolio management to individuals, certain corporate/business clients, and accredited/qualified investors through both separately managed accounts and a privately offered pooled investment vehicle. The firm reports approximately $8.8 million in assets under management, with the majority of those assets held in its pooled vehicle.

The firm’s investment approach is a long-only, concentrated equity strategy that combines fundamental and quantitative analysis to identify undervalued securities, typically holding a compact portfolio (generally 15–25 names) with a multi-year time horizon and relatively low turnover. Risk management is integrated via position-level limits and ongoing monitoring, and portfolios may include a range of marketable securities consistent with client objectives.

Noteworthy distinctions from many solo independent advisers include serving as the sponsor and investment manager of a private fund and providing portfolio management to that pooled vehicle, with a performance-linked allocation structure that incorporates investor protections such as high‑water‑mark and loss‑recovery mechanics and structured redemption windows as set out in the fund documents. The firm also discloses that its sole adviser maintains a separate full‑time outside business and spends a material portion of time on that activity, a disclosed operational factor that may affect availability during market trading hours.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies

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Fee options

Percentage

1% annually of assets under management for SMA clients, billed quarterly in arrears

Performance-based

Fund pays performance-based fee (Incentive Allocation) equal to 25% of gains in excess of 6% per annum hurdle with a high water mark; SMA clients not charged performance fees

Other

Account minimum: No minimum for SMA clients; $100,000 initial minimum subscription for the Fund, $25,000 minimum for additional investments in the Fund Fee-only: Advisory fees are charged as percentage of AUM; no commissions received

Main office

137 7th Ave W, Suite 202

Kirkland WA 98033

Advisors at this office

1

Most active in

Washington

Also doing business as

Moss Bay Capital · Moss Bay Capital, LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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