Mouly Financial Management, Inc.

The firm provides tailored investment management and financial consulting to high‑net‑worth individuals, pension and profit‑sharing plans, corporations, trusts and charitable organizations. Services described in the brochure include portfolio management, retirement and estate planning, and consulting on tax and other financial matters, alongside occasional hourly consulting engagements.

Its primary investment approach is asset allocation customized to each client’s goals, risk tolerance and time horizon, using both in‑house analysis and third‑party research sources. Accounts are managed largely on a non‑discretionary basis—the firm seeks client approval prior to transactions—and clients receive regular statements and quarterly performance reports.

What distinguishes the firm from many peers is the principal’s concurrent roles outside of pure advisory work: she is a Certified Public Accountant who provides accounting and tax preparation services and is also registered to sell securities through a broker‑dealer and licensed to sell insurance products. Those affiliations and sales activities are disclosed in the brochure, are performed for separate compensation, and the firm notes procedures to address resulting conflicts of interest.