Mount Vernon Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mount Vernon Financial is a registered, fee-only investment adviser that offers wealth management and written financial planning. The firm provides ongoing portfolio management and advice for individuals and high-net-worth clients, and also lists charitable organizations and corporations or other businesses among its client types.
The firm’s stated approach combines asset-allocation principles and both passive and active strategies, with portfolio construction guided by Modern Portfolio Theory and attention to tax considerations. Mount Vernon Financial may use outside managers and subscribes to model marketplaces (including third-party models) to implement and customize client portfolios, and it generally acts on a discretionary basis subject to client-imposed restrictions.
Noteworthy aspects of the firm include that it was recently formed and registered and reported no assets under management as of the ADV filing, indicating it is in an early stage of operations. The firm also discloses an ownership affiliation with an independent CPA firm (a non-advisory owner holds an ownership interest in that accounting firm), a relationship it documents and discloses as a potential conflict of interest; additionally, while small in size, the firm is not structured as a solo practitioner and requires clients to custody assets at its recommended custodians.
Client services
Expertise
Fee options
Financial planning services charged a fixed fee ranging from $500 to $8,000 depending on complexity and client needs.
$0 - $250,000: 1.25% $250,001 - $1,000,000: 1.00% $1,000,001+: 0.90%
Account minimum: $25,000 Fee-only: Fee-only firm, compensation is solely from clients for advisory services, no commissions or sales-related compensation.
Main office
20 West Ohio Avenue
Mount Vernon OH 43050
Advisors at this office
1
Most active in
Ohio
Also doing business as
Mount Vernon Financial · Mount Vernon Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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