Mountain Avenue Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$13,214,992
Clients
21
Advisors
1
of 1 employees
About
The firm provides discretionary and non‑discretionary asset management and financial planning and consulting services to individual and business clients, with portfolios and plans tailored to each client’s goals, time horizon, and risk tolerance. It generally focuses on high‑net‑worth individuals and business entities rather than serving non‑high‑net‑worth retail investors, using account criteria that steer relationships toward wealthier households and corporate clients.
The investment process blends fundamental analysis and Modern Portfolio Theory to build customized asset allocations and may include option strategies and margin where appropriate. The firm offers both discretionary trading authority and non‑discretionary advice, with periodic (at least quarterly) account reviews and ongoing monitoring of portfolios.
Noteworthy differences from many solo independent advisors include an explicit emphasis on serving corporate or business clients alongside high‑net‑worth individuals, an operational requirement to use a single custodian (Charles Schwab), and a policy of leaving proxy voting to clients. The firm’s principal holds a CFA charter and maintains non‑investment leadership roles that occupy roughly 15% of their time, which the brochure describes as non‑investment activities rather than conflicts of interest.
Client services
Expertise
Fee options
Up to 1.25% annually (negotiable)
$300 per hour for financial planning services
Account minimum: $1,000,000
Main office
New Providence NJ
Advisors at this office
1
Most active in
New Jersey · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")