Mountain Creek Capital, LLC

Mountain Creek Capital provides discretionary investment management and financial planning to a diversified set of clients, including individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, charitable organizations, and business entities. The firm advises across equities, exchange-traded funds, mutual funds, bonds and other fixed-income instruments, limited partnerships, certificates of deposit, and, where appropriate, options contracts.

Investment advice is tailored to each client’s objectives, risk tolerance and cash needs, and the firm employs fundamental, technical, charting and economic analysis while integrating position-level risk management and periodic account reviews. Accounts are managed on a discretionary basis and the firm’s strategies may include derivatives and the use of borrowing to implement or hedge positions where appropriate.

What is notable relative to peers is the firm’s explicit use of derivatives (including options) and borrowing within separately managed accounts — practices that are statistically uncommon among independent advisers. The firm conducts at least bi-annual account reviews with annual in-person meetings, transacts through Interactive Brokers (from which it receives certain operational and technology services), and discloses that the firm’s principal also serves in the firm’s compliance role without internal supervisory personnel.