Moy Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Moy Investment Management, LLC provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, charitable organizations, corporations, and retirement plans. Services include ongoing portfolio management, written financial plans and consulting, and retirement-plan advisory work under ERISA.
Investment programs are tailored to each client’s documented objectives and risk tolerance and draw on methods such as fundamental, quantitative, and modern portfolio theory, with allocations that may include mutual funds, ETFs, and derivative-aware strategies. Accounts are monitored regularly with quarterly reviews, rebalancing, and attention to tax-loss harvesting and other risk controls.
What is distinctive about the firm is its provision of institutional and pension consulting services uncommon among similarly sized independent advisors, including acting in limited-scope ERISA 3(21) or 3(38) roles, monitoring plan investment options, and conducting participant education. The firm manages roughly $81 million in discretionary assets for a small client base and uses institutional custody and reporting arrangements to support both individual and plan-level advisory services.
Client services
Expertise
Fee options
0.25% to 1.00% annually depending on assets, services, and complexity
Financial planning and consulting hourly fees range from $100 to $300 per hour
Fee-only: Investment management fees ranging from 0.25% to 1.00% annually; hourly financial planning fees $100 to $300 per hour
Main office
300 E Business Way, Suite 200
Cincinnati OH 45241
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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