MTR Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$119,929,814
Clients
86
38% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
86
Very HighAverage account size
$1,394,533
About
MTR Financial Services, LLC is an independent, fee-only registered investment adviser that provides discretionary portfolio management and hourly financial planning to individuals, trusts, estates, and charitable organizations. The firm operates as a sole practitioner and reports managing approximately $120 million in client assets across roughly 86 accounts, with no stated account minimums.
MTR develops individualized Investment Policy Statements and implements asset allocation, security selection, and ongoing monitoring with discretionary trading authority, typically reviewing client accounts quarterly and documenting risk tolerance and time horizon. Its investment toolbox includes long- and short-term strategies and may include option writing, and it relies on third‑party research and Charles Schwab for custody and trade execution.
What distinguishes MTR from many peers is the combination of a single-advisor structure with relatively large assets under management and a recent transition to SEC registration, which affects its regulatory disclosures and oversight. The firm also discloses standing letters-of-authorization custody arrangements subject to SEC safeguards, maintains a detailed Code of Ethics governing personal trading, and offers fee-only hourly planning alongside AUM-based management.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
General retirement planning
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Fee options
$1 - $500,000: 1.25% $500,000 - $1,500,000: 1.00% $1,500,000 - $2,500,000: 0.85% $2,500,000+: 0.75%
$85 - $150 per hour, negotiable
Fee-only: Hourly fees ranging from $85 to $150 per hour, negotiable
Main office location
MTR Financial Services, LLC
900 Rockmead Drive, Suite 151
Kingwood TX 77339, United States
Number of offices
1
Most active in
MTR Financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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