Mulberry Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mulberry Capital Management LLC provides discretionary asset management and sub‑advisory services primarily to high‑net‑worth individuals and to other investment advisory firms. The firm reports managing about $70 million across roughly 37 client relationships and offers ongoing portfolio management tailored to clients’ stated goals and risk tolerances.
The firm’s investment process combines fundamental, charting and cyclical analysis and uses a mix of long‑term purchase and trading strategies; covered options are used selectively in separately managed accounts for hedging, income generation, and tactical entry. Mulberry operates with discretionary trading authority, documents client objectives and restrictions in client files, and performs quarterly reviews that include rebalancing and tax‑loss harvesting considerations.
Compared with many peers, Mulberry discloses a prior regulatory enforcement action involving a management person’s earlier broker‑dealer activity that resulted in censure, fines and disgorgement, which is an uncommon disclosure for supported firms. It is also notable that the firm explicitly uses derivatives in managed accounts and routinely serves as a sub‑advisor to other advisers, and it does not serve lower‑net‑worth individual clients, concentrating instead on high‑net‑worth and advisor‑sourced relationships.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.15% $2,000,001 - $5,000,000: 0.95% over $5,000,000+: 0.70%
Main office
Northbrook IL
Advisors at this office
2
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Gary P
Series 65
Northbrook, IL
Mulberry Capital Management LLC
Gary Patzik is a financial advisor at Mulberry Capital Management LLC with 10 years of industry experience and holds a Series 65 designation. His career includes roles at Budo Group LLC and Budo Securities LLC prior to joining Mulberry Capital Management. Mulberry Capital Management LLC provides discretionary asset management and sub-advisory services primarily to high-net-worth individuals and other investment advisory firms, managing about $70 million across roughly 37 client relationships. The firm employs a mix of fundamental, charting, and cyclical analysis combined with long-term and trading strategies, selectively using covered options in separately managed accounts.
Gregg S
Series 65
Northbrook, IL
Mulberry Capital Management LLC
Gregg Shamberg is a financial advisor at Mulberry Capital Management LLC with 13 years of industry experience. He holds a Series 65 designation and previously worked at Peak6 Capital Management LLC and Peak6 Investments, L.P. from 2010 to 2024. Mulberry Capital Management LLC provides discretionary asset management and sub-advisory services primarily to high-net-worth individuals and other investment advisory firms. The firm employs a mixed investment approach combining fundamental, charting, and cyclical analysis, alongside selective use of covered options for hedging and income generation.
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