Mullaney Keating & Wright Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$343,470,063
Clients
191
Advisors
3
of 3 employees
About
Mullaney, Keating and Wright, Inc. provides investment supervisory services and individual portfolio management to individuals (including high-net-worth clients), pension and profit-sharing plans, charitable organizations, and corporations. The firm also offers written financial planning reports and distributes a quarterly newsletter, and manages accounts on both a discretionary and non-discretionary basis.
The firm’s advice uses fundamental and technical analysis and mutual fund/ETF evaluation, with strategies that include long-term purchases and the use of options — including covered calls and spreading strategies — for hedging or income generation. Accounts are monitored continuously and reviewed at least quarterly, with client-specific investment policies developed from discussions about objectives, time horizon, risk tolerance and tax considerations.
Distinctive features include a small advisory team overseeing roughly $390 million in client assets and a stated account minimum of $1,000,000 (negotiable), while financial planning is offered on a fixed-fee basis (typically $1,500–$3,500) that can be offset if the client engages portfolio management. The firm does not offer wrap-fee or separately managed account programs that utilize third-party managers, aggregates and block-trades orders for execution, and commonly custodizes client assets through institutional relationships with Schwab or Pershing.
Client services
Expertise
Fee options
$0 - $500,000: 0.80% $500,001 - $1,000,000: 0.60% $1,000,001 - $3,000,000: 0.40% $3,000,001 - $5,000,000: 0.30% $5,000,001+: negotiable
Account minimum: $1,000,000 Fee-only: Financial planning fixed fees typically range from $1,500 to $3,500
Main office
386 Main Street, Suite 501
Middletown CT 06457
Advisors at this office
3
Most active in
California · Connecticut · Florida · Maryland · Massachusetts · Nebraska · New Hampshire · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Anthony L
Series 63, Series 65
Middletown, CT
Mullaney Keating & Wright Inc
Anthony Lynch IV is a financial advisor at Mullaney, Keating & Wright Inc with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with the firm since 1998. Mullaney, Keating & Wright Inc provides investment supervisory services and portfolio management to individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs both fundamental and technical analysis alongside mutual fund and ETF evaluation, using strategies such as long-term purchases and options for hedging or income generation.
Jessica G
CFP®, Series 63, Series 66
Middletown, CT
Mullaney Keating & Wright Inc
Jessica Gilbert is a CFP® with 17 years of industry experience currently serving as an advisor at Mullaney, Keating & Wright, Inc. She joined the firm in 2021 after previous roles at LPL Financial and Voya Investment Management. Mullaney, Keating & Wright, Inc. provides investment supervisory services and portfolio management to individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm uses fundamental and technical analysis along with mutual fund and ETF evaluation, employing strategies such as long-term purchases and options for hedging or income generation.
Francis C
CFP®, Series 63, Series 65
Middletown, CT
Mullaney Keating & Wright Inc
Francis Carpentier is a CFP® with 27 years of industry experience, currently serving as an advisor at Mullaney Keating & Wright Inc., where he has worked since 2003. The firm provides investment supervisory services and portfolio management to individuals, pension plans, charitable organizations, and corporations. Mullaney Keating & Wright employs fundamental and technical analysis combined with mutual fund and ETF evaluation, utilizing strategies such as covered calls and spreading for hedging or income generation, with continuous account monitoring and client-specific investment policies.
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