Mullett Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mullett Financial LLC provides financial planning and portfolio management to individuals, high‑net‑worth clients, foundations and charitable organizations, as well as businesses, and manages roughly $27 million in client assets across a small client base (16 clients). Its planning work covers cash flow, retirement and Social Security strategies, tax and estate considerations, and charitable giving, with implementation assistance when clients elect managed accounts.
The firm combines fundamental, technical and cyclical analysis and uses Modern Portfolio Theory, Core + Satellite and value investing frameworks to construct customized allocations that reflect each client’s time horizon, objectives and risk tolerance. Where appropriate it incorporates institutional separately managed accounts and third‑party investment managers, and it provides periodic and event‑driven reviews to adjust allocations or revisit plan assumptions.
Compared with many peers, Mullett Financial’s client mix includes charitable entities, corporate/business clients and institutional‑style accounts, and the firm regularly recommends and oversees third‑party managers while retaining an advisory oversight role. The principal holds CFP® and CMFC® designations, maintains an insurance license for planning advice without accepting commissions, and the firm discloses its operational relationships with custodial/technology providers (Altruist and Schwab) and related conflicts of interest.
Client services
Expertise
Fee options
$0 - $999,999: 0.70% annually $1,000,000 - $4,999,999: 0.50% annually $5,000,000 - Above: 0.35% annually
$250 per hour, billed in 30-minute increments with a two-hour minimum engagement fee for financial planning.
Account minimum: No minimum account size required to open or maintain an investment account for portfolio management services
Main office
Austin TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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