A complete list of active advisors currently associated with Mulligan Capital, Inc

Warmer can help you find a great advisor at Mulligan Capital, Inc or one who fits your needs even better.

Mulligan Capital provides continuous discretionary portfolio management and financial planning primarily for individual clients and for self-directed ERISA retirement accounts, managing roughly $40 million across a modest client base and multiple custodial accounts. The firm also offers retirement-plan related advisory services (including ERISA 3(38)/SDBA-type engagements) and delivers written financial plans to clients who elect implementation. The firm’s investment process emphasizes fundamental analysis, strategic asset allocation, mutual fund/ETF evaluation, and a long-term purchase orientation, with portfolios reviewed semi‑annually for rebalancing and policy updates. Accounts are managed on a discretionary basis with custodial services provided through a single qualified custodian and trade aggregation/block trading used when appropriate to execute orders across client accounts. Notable departures from many peers are disclosed in the firm’s ADV: the brochure includes a formal disclosure section addressing legal or disciplinary events, and the firm discloses active insurance‑agency activity and an affiliated QLAC consulting entity. The ADV also explains that the firm’s principal holds insurance producer/agency licenses and may implement insurance recommendations for clients for separate compensation, a potential conflict the firm identifies and discloses.

To learn more about the advisors currently working at Mulligan Capital, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.