Murray Securities, Inc.

Murray Securities, Inc. provides investment advisory and ongoing portfolio management services to individuals and high‑net‑worth individuals, preparing written investment policy statements to align portfolios with clients’ goals, risk tolerance, and time horizon. The firm offers both discretionary and non‑discretionary management and, separately, engages in broker‑dealer activities that can result in transaction‑based compensation in addition to advisory fees.

The firm’s investment approach combines fundamental, quantitative, and technical analysis and implements long‑term, short‑term and options strategies, including covered and uncovered options, with material risks disclosed in its brochure. MSI documents client objectives in Investment Policy Statements, seeks discretionary trading authority when appropriate, conducts quarterly reviews, and requires client accounts to be custodied at a designated broker‑dealer.

Noteworthy for a firm of its size, MSI is dually registered to operate as both an SEC‑registered investment adviser and a FINRA‑registered broker‑dealer, and firm personnel may accept commissions for selling investment products — conflicts the firm discloses and says it manages through policies and supervision. The brochure also discloses a recent FINRA Acceptance, Waiver & Consent concerning prior deficiencies in Regulation BI and Form CRS compliance and states the firm has transitioned to SEC registration and is implementing remedial supervisory procedures and training.