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Mustard Seed Wealth Management

Updated today

Client AUM

$424,263,783

Clients

679

Advisors

9

across 2 offices

About

Mustard Seed Wealth Management provides investment advisory and comprehensive financial planning services to individuals (including high-net-worth clients), businesses, and retirement plans, covering portfolio management, retirement and estate planning, tax and insurance coordination, and succession and employee benefits for business clients. The firm reports roughly $449 million in regulatory assets under management, operates with a nine-advisor team, and maintains multiple offices to serve its client base.

The firm's investment approach is grounded in Modern Portfolio Theory with an emphasis on long-term, asset-allocation driven strategies using low-cost mutual funds, ETFs, and individual bonds; it offers both discretionary management and model-portfolio solutions and may use third-party money managers. Mustard Seed also leverages institutional technology and custodial platforms—including an automated ETF portfolio platform—and offers a fixed-fee Navigator retirement platform designed for clients whose assets are largely in workplace retirement accounts.

Compared with many peers, the brochure discloses several uncommon features: the firm has a banking affiliation through an adviser who serves in a banking role and describes how that conflict is managed, it operates six offices, and it discloses the use of paid outside promoters and employee referral arrangements for client acquisition. The firm also participates in wrap-fee programs, uses multiple custodians (including specific annuity custodians) and notes access to educational events and institutional resources from its custodial partners.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Navigator Platform fixed fee: $499 for a one-year term

Percentage

$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.90% $1,000,000 - $2,000,000: 0.80% Over $2,000,000+: 0.50%

Project-based

$250 per hour for consulting services unrelated to assets under management

Other

Minimum fee: $2,000 minimum annual fee ($500 quarterly) generally required, negotiable and may be waived by advisers Fee-only: Fee-only firm; portfolio management fees and hourly consulting fees

Main office

See office

202 S. Pine

Magnolia AR 71753

Advisors at this office

8

Most active in

Arkansas · Louisiana · Nebraska · Oklahoma · Texas

Also doing business as

Ashby, James David · Mustard Seed Financial, LLC · Mustard Seed Wealth Management

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Angela G

Series 65

Magnolia, AR

Mustard Seed Wealth Management

Angela Glass is a Series 65 licensed financial advisor with Mustard Seed Wealth Management in Monroe, LA, where she has worked since 2005. She has 17 years of industry experience. Mustard Seed Wealth Management provides portfolio management and comprehensive financial planning to individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, and businesses. The firm employs a long-term, asset-allocation driven investment approach based on Modern Portfolio Theory, using low-expense mutual funds, ETFs, and individual bonds.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

James A

CFP®, Series 65

Magnolia, AR

Mustard Seed Wealth Management

James Ashby is a CFP® professional with 23 years of industry experience, currently serving at Mustard Seed Wealth Management since 2003. He also operates a sole proprietorship, J. David Ashby, which he has maintained since 1997. Mustard Seed Wealth Management provides portfolio management and comprehensive financial planning to individuals, including high-net-worth clients, as well as pension plans, trusts, estates, and businesses. The firm emphasizes long-term, asset-allocation strategies supported by low-expense mutual funds, ETFs, and individual bonds, managing over $413 million in regulatory assets.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

Kirk R

Series 65

Magnolia, AR

Mustard Seed Wealth Management

Kirk Reardon is a financial advisor at Mustard Seed Wealth Management with one year of industry experience. He holds a Series 65 designation and previously worked for Mayo Manufacturing Corp. for nine years. Mustard Seed Wealth Management provides portfolio management and comprehensive financial planning to individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, trusts, estates, and businesses. The firm employs a long-term, asset-allocation driven investment approach based on Modern Portfolio Theory and manages over $413 million in assets.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

Zachary T

Series 65

Magnolia, AR

Mustard Seed Wealth Management

Zachary Talley is a financial advisor at Mustard Seed Wealth Management in Magnolia, AR, holding a Series 65 designation with 18 years of industry experience. He has been with Mustard Seed Wealth Management since 2008. Mustard Seed Wealth Management provides portfolio management and comprehensive financial planning services to individuals, pension and profit-sharing plans, trusts, estates, and businesses. The firm employs a long-term, asset-allocation driven investment approach based on Modern Portfolio Theory, utilizing low-expense mutual funds, ETFs, and individual bonds.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

Laurie P

Series 65, Series 66

Magnolia, AR

Mustard Seed Wealth Management

Laurie Pinner is a financial advisor at Mustard Seed Wealth Management with 12 years of industry experience. She holds Series 65 and Series 66 licenses and has been with Mustard Seed Wealth Management since 2013. Outside of her advisory role, she is a 50% owner of a commercial rental business in Hope, Arkansas. Mustard Seed Wealth Management provides portfolio management and comprehensive financial planning services to individuals, including high-net-worth clients, as well as pension plans, trusts, estates, and businesses. The firm employs a long-term, asset-allocation approach based on Modern Portfolio Theory, utilizing low-expense mutual funds, ETFs, and individual bonds, and manages over $413 million in regulatory assets.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

Jonathan B

CFP®, Series 65

Magnolia, AR

Mustard Seed Wealth Management

Jonathan Baird is a CFP® professional with 20 years of experience in financial advising. He is a team member at Mustard Seed Wealth Management, where he has worked since 2013, and also serves as Chief Financial Officer at Peoples Bank, overseeing risk management and the bank’s bond investment portfolio. Mustard Seed Wealth Management provides portfolio management and comprehensive financial planning to individuals, pension plans, trusts, estates, and businesses. The firm employs a long-term, asset-allocation approach rooted in Modern Portfolio Theory, utilizing low-expense mutual funds, ETFs, and individual bonds, and offers both discretionary and non-discretionary management alongside written financial plans.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

Bruce B

CFP®, Series 65

El Dorado, AR

Mustard Seed Wealth Management

Bruce Butterfield is a CFP® and holds a Series 65 license with 20 years of industry experience. He has been with Mustard Seed Wealth Management since 2005 and currently works at the firm's El Dorado, Arkansas office. Outside of his advisory role, he is a 50% owner of a commercial real estate business in El Dorado. Mustard Seed Wealth Management provides portfolio management and comprehensive financial planning services to individuals, including high-net-worth clients, as well as pension plans, trusts, estates, and businesses. The firm employs a long-term, asset-allocation driven investment approach utilizing low-expense mutual funds, ETFs, and individual bonds, and manages over $413 million in assets.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

Ashton Y

Series 65

Magnolia, AR

Mustard Seed Wealth Management

Ashton Yarbrough is a financial advisor at Mustard Seed Wealth Management with a Series 65 credential and one year of industry experience. His work history includes roles at Mustard Seed Wealth Management and Murphy USA, as well as involvement with Southern Arkansas University in both academic and student affairs capacities. Mustard Seed Wealth Management provides investment advisory and comprehensive financial planning services to individuals, businesses, and retirement plans. The firm manages approximately $449 million in assets and employs a team of nine advisors, utilizing a long-term, asset allocation approach grounded in Modern Portfolio Theory with a focus on low-cost investment options.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
user avatar

Minna G

Series 63, Series 65

Magnolia, AR

Mustard Seed Wealth Management

Minna Green is a financial advisor at Mustard Seed Wealth Management with 12 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Mustard Seed Wealth Management since 2014. Mustard Seed Wealth Management provides investment advisory and financial planning services to individuals, businesses, and retirement plans. The firm employs a long-term, asset-allocation approach based on Modern Portfolio Theory, utilizing low-cost mutual funds, ETFs, and bonds, and offers both discretionary management and model-portfolio solutions through a nine-advisor team.

General retirement planning General tax planning Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Executive
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