MW Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides financial planning and investment consultation to individuals (including both non‑high‑net‑worth and high‑net‑worth clients) as well as to small businesses. It also arranges portfolio management through recommended third‑party investment managers and incorporates broad or modular planning into those relationships rather than charging a separate planning-only fee.
The firm’s investment work relies on fundamental analysis and may employ active, core‑plus‑satellite, or passive approaches, with recommended portfolios that commonly include diversified mutual funds, ETFs and occasional individual securities. It conducts an initial client interview, conducts due diligence on third‑party managers, transmits client objectives and restrictions to selected managers, and performs periodic compliance and performance reviews while clients receive custodial account statements directly.
Compared with many peers in the investment‑manager category, the firm is notable for serving retail and high‑net‑worth individuals in addition to business clients and for routinely selecting and monitoring other advisers to implement portfolios. Its Form ADV discloses that the firm reports no assets under management, that the principal has other industry affiliations including an insurance license and affiliation with another advisory firm, and that the firm receives a portion of the advisory compensation paid to recommended third‑party managers, a practice it discloses and monitors for conflicts.
Client services
Expertise
Occupation focus
Fee options
$0+: 0.50% to 1.50% annually depending on third-party manager, program selected, investment strategies, holdings, asset size, and services provided $0+: MW Financial LLC receives between 0.20% and 1.00% of the total asset-based fee assessed by the third-party investment manager
Account minimum: No minimum required by MW Financial LLC; however, third-party investment managers may require minimum investible assets which are disclosed to the client prior to engagement. Fee-only: Clients pay asset-based fees only; no commissions or mark-ups are charged by MW Financial LLC.
Main office
Chicago IL
Advisors at this office
1
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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