MWM Wealth Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
MWM Wealth Advisory serves individuals, high‑net‑worth clients, and small businesses, offering asset management and retirement plan consulting services, including limited‑scope ERISA 3(21) fiduciary work for employer plans. Like many independent firms, it generally charges percentage‑of‑assets fees and provides portfolio management for individual clients, and it also sponsors a wrap fee program that combines management and transaction costs.
The firm documents client goals in investment policy statements and uses fundamental and technical analysis to construct strategies, with periodic and event‑driven reviews communicated to clients. While the firm can provide discretionary management through its wrap program, the bulk of reported assets are managed on a non‑discretionary basis, leaving final investment decisions with plan sponsors or individual clients.
Notable differentiators include a relatively large client load for an independent adviser (over 200 clients), its role as a wrap fee program sponsor, and a specific emphasis on pension consulting and ERISA plan services with 408(b)(2) disclosures and monitoring. The firm’s principal is also a licensed insurance agent who may offer insurance products, and the firm reports no account minimum, which can affect accessibility compared with many peers.
Client services
Expertise
Fee options
$0 - $3,000,000: 0.50% annually $3,000,001 - $5,000,000: 0.45% annually $5,000,001 - $15,000,000: 0.40% annually $15,000,001 - $25,000,000: 0.35% annually $25,000,001 - $35,000,000: 0.30% annually $35,000,001+: 0.20% annually
Investment Advisor Representatives may offer insurance and annuity services for a fee and receive commissions on those sales.
Fee-only: Fee based investment management firm with fees billed quarterly in arrears based on assets under management, no commissions on asset management services.
Main office
18200 45th Ave North, Suite 100 A
Plymouth MN 55446
Advisors at this office
1
Most active in
Minnesota · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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