N.N.A.I.A
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
N.N.A.I.A. provides modular financial planning and consultative services to a mix of entities — including trusts, estates, pension and profit‑sharing plans, charitable organizations, corporations, and some individuals — and also prepares plans for unaffiliated advisers. The firm does not directly manage client investment portfolios; instead it refers clients to third‑party advisers and participates in fee‑sharing arrangements with those advisers.
The firm charges fixed or hourly fees for financial planning and does not rely on percentage‑of‑AUM or performance‑based fee models, nor does it take discretionary portfolio management for client accounts. After recommending a third‑party adviser, N.N.A.I.A. monitors the adviser’s alignment with client objectives but does not custody client assets or vote proxies for accounts it refers.
Compared with peers, N.N.A.I.A. is notable for operating primarily as a planning and referral practice rather than a traditional AUM‑based portfolio manager and reports advising on roughly $176.6 million while maintaining a small, two‑advisor team. The firm also uses solicitor and accounting referral arrangements and discloses an ownership interest in an entity that establishes captive insurance arrangements, which it treats as separate from its advisory clients.
Client services
Fee options
Fixed financial planning fees range from $2,500 to $15,000
Commissions may be received by associated persons for insurance product sales; separate from advisory fees
Hourly financial planning fees range from $250 to $350 per hour
Fee-only: Financial planning fees range from $2,500 to $15,000 fixed fee; hourly fees range from $250 to $350 per hour
Main office
6900 Jericho Turnpike, Suite 300
Syosset NY 11791
Advisors at this office
2
Most active in
New Jersey · New York
Also doing business as
N.N.A. Investment Advisors, Inc. · N.N.A.I.A
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
David S
Series 63, Series 66
Syosset, NY
N.N.A.I.A
David Sorrentino is a financial advisor with N.N.A.I.A. who holds Series 63 and Series 66 licenses and has 19 years of industry experience. He has worked with SANDLAPPER Securities, LLC and Sandlapper Wealth Management, LLC, and has been with N.N.A. Investment Advisors, Inc. since 2006. N.N.A.I.A. provides modular financial planning and advisory referral services to entities such as pension and profit-sharing plans, trusts, estates, corporations, and charitable organizations. The firm focuses on consultative financial planning and refers clients to third-party investment advisers for portfolio implementation, using fixed or hourly planning fees rather than percentage-of-assets billing.
Pamela R
Series 65
Syosset, NY
N.N.A.I.A
Pamela Romano is a financial advisor at N.N.A.I.A. with 13 years of industry experience. She holds a Series 65 designation and has worked at N.N.A.I.A. since 2012. Alongside her advisory role, she has administrative responsibilities with Independent Captive Associates, an organization that sets up captive insurance companies. N.N.A.I.A. provides modular financial planning and consultative services to a variety of entities, including trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm operates primarily as a planning and referral practice, recommending third-party advisers rather than managing client portfolios directly.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)